0001185185-23-000285 Sample Contracts

SECOND AMENDMENT TO THE AGREEMENT
Agreement • March 31st, 2023 • Tectonic Financial, Inc. • State commercial banks • Texas

This Second Amendment to the Agreement (this “Amendment”), is entered into and effective as of January 31, 2023, by and between T BANK, N.A., a national banking association (“T Bank”), and Cain, Watters & Associates, P.L.L.C., a Texas professional limited liability company (“Cain Watters”).

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FIRST AMENDMENT TO THE FEE ALLOCATION AGREEMENT
Fee Allocation Agreement • March 31st, 2023 • Tectonic Financial, Inc. • State commercial banks • Texas

This First Amendment to the Fee Allocation Agreement (this “Amendment”), is entered into and effective as of January 31, 2023, by and between Tectonic Advisors, LLC, a Texas limited liability company formerly known as III:I Financial Management Research, L.P. (“Tectonic”), and Cain, Watters & Associates, P.L.L.C., a Texas professional limited liability company (“Cain Watters”).

THIRD AMENDMENT TO THE AMENDED & RESTATED INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • March 31st, 2023 • Tectonic Financial, Inc. • State commercial banks • Texas

This Third Amendment to the Amended and Restated Investment Advisory Agreement (this “Amendment”), is entered into and effective as of January 1, 2023, by and between T BANK, N.A., a national banking association (“T Bank”), and Tectonic Advisors, LLC, a Texas limited liability company formerly known as III:I Financial Management Research, L.P. (“Tectonic”).

FIRST AMENDMENT TO THE SUPPORT SERVICES AGREEMENT
Support Services Agreement • March 31st, 2023 • Tectonic Financial, Inc. • State commercial banks • Texas

This First Amendment to the Support Services Agreement (this “Amendment”), is made and effective as of January 31, 2023, by and between Cain, Watters & Associates, P.L.L.C., a Texas professional limited liability company (“CWA”), and Tectonic Advisors, LLC, a Texas limited liability company formerly known as III:I Financial Management Research, L.P. (“Tectonic”).

FIRST AMENDMENT TO THE DUE DILIGENCE AGREEMENT
Due Diligence Agreement • March 31st, 2023 • Tectonic Financial, Inc. • State commercial banks • Texas

This First Amendment to the Due Diligence Agreement (this “Amendment”), is entered into and effective as of January 31, 2023, by and between Tectonic Advisors, LLC, a Texas limited liability company formerly known as III:I Financial Management Research, L.P. (“Tectonic”), and Cain, Watters & Associates, P.L.L.C., a Texas professional limited liability company (“CWA”).

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