SECOND AMENDMENT TO THE AGREEMENTAgreement • March 31st, 2023 • Tectonic Financial, Inc. • State commercial banks • Texas
Contract Type FiledMarch 31st, 2023 Company Industry JurisdictionThis Second Amendment to the Agreement (this “Amendment”), is entered into and effective as of January 31, 2023, by and between T BANK, N.A., a national banking association (“T Bank”), and Cain, Watters & Associates, P.L.L.C., a Texas professional limited liability company (“Cain Watters”).
FIRST AMENDMENT TO THE FEE ALLOCATION AGREEMENTFee Allocation Agreement • March 31st, 2023 • Tectonic Financial, Inc. • State commercial banks • Texas
Contract Type FiledMarch 31st, 2023 Company Industry JurisdictionThis First Amendment to the Fee Allocation Agreement (this “Amendment”), is entered into and effective as of January 31, 2023, by and between Tectonic Advisors, LLC, a Texas limited liability company formerly known as III:I Financial Management Research, L.P. (“Tectonic”), and Cain, Watters & Associates, P.L.L.C., a Texas professional limited liability company (“Cain Watters”).
THIRD AMENDMENT TO THE AMENDED & RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 31st, 2023 • Tectonic Financial, Inc. • State commercial banks • Texas
Contract Type FiledMarch 31st, 2023 Company Industry JurisdictionThis Third Amendment to the Amended and Restated Investment Advisory Agreement (this “Amendment”), is entered into and effective as of January 1, 2023, by and between T BANK, N.A., a national banking association (“T Bank”), and Tectonic Advisors, LLC, a Texas limited liability company formerly known as III:I Financial Management Research, L.P. (“Tectonic”).
FIRST AMENDMENT TO THE SUPPORT SERVICES AGREEMENTSupport Services Agreement • March 31st, 2023 • Tectonic Financial, Inc. • State commercial banks • Texas
Contract Type FiledMarch 31st, 2023 Company Industry JurisdictionThis First Amendment to the Support Services Agreement (this “Amendment”), is made and effective as of January 31, 2023, by and between Cain, Watters & Associates, P.L.L.C., a Texas professional limited liability company (“CWA”), and Tectonic Advisors, LLC, a Texas limited liability company formerly known as III:I Financial Management Research, L.P. (“Tectonic”).
FIRST AMENDMENT TO THE DUE DILIGENCE AGREEMENTDue Diligence Agreement • March 31st, 2023 • Tectonic Financial, Inc. • State commercial banks • Texas
Contract Type FiledMarch 31st, 2023 Company Industry JurisdictionThis First Amendment to the Due Diligence Agreement (this “Amendment”), is entered into and effective as of January 31, 2023, by and between Tectonic Advisors, LLC, a Texas limited liability company formerly known as III:I Financial Management Research, L.P. (“Tectonic”), and Cain, Watters & Associates, P.L.L.C., a Texas professional limited liability company (“CWA”).