REGISTRATION RIGHTS AGREEMENT Dated December 15, 2003 between Serena Software, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Securities LLCRegistration Rights Agreement • February 12th, 2004 • Serena Software Inc • Services-prepackaged software • New York
Contract Type FiledFebruary 12th, 2004 Company Industry JurisdictionThis Registration Rights Agreement (the “Agreement”) is made and entered into this 15th day of December, 2003, between Serena Software, Inc., a Delaware corporation (the “Company”), and Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Securities LLC (the “Initial Purchasers”).
PLEDGE AGREEMENTPledge Agreement • February 12th, 2004 • Serena Software Inc • Services-prepackaged software • New York
Contract Type FiledFebruary 12th, 2004 Company Industry JurisdictionThis PLEDGE AGREEMENT (the “Pledge Agreement”) is made and entered into as of December 15, 2003 by SERENA Software, Inc., a Delaware corporation (the “Pledgor”), having its principal office at 2755 Campus Drive, 3rd Floor, San Mateo, California 94403, in favor of U.S. Bank National Association, in its capacity as trustee (the “Trustee”) for the holders from time to time (the “Holders”) of the Notes (as defined below), issued by the Pledgor under the Indenture referred to below. Capitalized terms used and not defined in this Pledge Agreement have the meanings set forth or referred to in the Indenture.