PIMCO FLOATING RATE STRATEGY FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST October 5, 2004Agreement and Declaration of Trust • October 22nd, 2004 • PIMCO Floating Rate Strategy Fund • Massachusetts
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made this 5th day of October, 2004, by the Trustees hereunder, and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided, amending and restating the Agreement and Declaration of Trust made at Boston, Massachusetts the 30th day of June, 2004, for the purposes of eliminating references to the sole initial trustee and adding additional trustees as signatories hereto.
AMENDED AND RESTATED BYLAWS of PIMCO FLOATING RATE STRATEGY FUND (Dated as of October 5, 2004)Bylaws • October 22nd, 2004 • PIMCO Floating Rate Strategy Fund
INVESTMENT MANAGEMENT AGREEMENT PIMCO Floating Rate Strategy FundInvestment Management Agreement • October 22nd, 2004 • PIMCO Floating Rate Strategy Fund
This Investment Management Agreement is executed as of October 19, 2004 by and between PIMCO FLOATING RATE STRATEGY FUND, a Massachusetts business trust (the “Fund”), and PA FUND MANAGEMENT LLC, a Delaware limited liability company (the “Manager”).
Merrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch World Headquarters 4 World Financial Center New York, N.Y. 10800 STANDARD DEALER AGREEMENTStandard Dealer Agreement • October 22nd, 2004 • PIMCO Floating Rate Strategy Fund
In connection with public offerings of securities underwritten by us, or by a group of underwriters (the “Underwriters”) represented by us, you may be offered the opportunity to purchase a portion of such securities, as principal, at a discount from the offering price representing a selling concession or reallowance granted as consideration for services rendered by you in the sale of such securities. We request that you agree to the following terms and provisions, and make the following representations, which, together with any additional terms and provisions set forth in any wire or letter sent to you in connection with a particular offering, will govern all such purchases of securities and the reoffering thereof by you.
MASTER AGREEMENT AMONG UNDERWRITERSMaster Agreement • October 22nd, 2004 • PIMCO Floating Rate Strategy Fund • New York
This Agreement, as amended or supplemented by the Invitation, shall become effective with respect to our participation in an offering of securities if you receive our oral or written acceptance and you do not receive a written communication revoking our acceptance prior to the time and date specified in the Invitation (our unrevoked acceptance after expiration of such time and date being hereinafter referred to as our “Acceptance”). Our Acceptance will constitute our confirmation that, except as otherwise stated in such Acceptance, each statement included in the Master Underwriters’ Questionnaire set forth as Exhibit A hereto (or otherwise furnished to us) is correct. The issuer of the securities in any offering of securities made pursuant to this Agreement is hereinafter referred to as the “Issuer”. If the Purchase Agreement does not provide for an over-allotment option, the securities to be purchased are hereinafter referred to as the “Securities”; if the Purchase Agreement provides
CUSTODIAN AND INVESTMENT ACCOUNTING AGREEMENTCustodian and Investment Accounting Agreement • October 22nd, 2004 • PIMCO Floating Rate Strategy Fund • Massachusetts
This Agreement between PIMCO FLOATING RATE STRATEGY FUND, a business trust organized and existing under the laws of Massachusetts (the “Fund”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “State Street”),
TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • October 22nd, 2004 • PIMCO Floating Rate Strategy Fund
THIS AGREEMENT is made as of , 2004 by and between PFPC INC., a Massachusetts corporation (“PFPC”), and PIMCO FLOATING RATE STRATEGY FUND, a Massachusetts business trust (the “Fund”).
PIMCO FLOATING RATE STRATEGY FUND Subscription AgreementSubscription Agreement • October 22nd, 2004 • PIMCO Floating Rate Strategy Fund
This Agreement made as of October 19, 2004, by and between PIMCO Floating Rate Strategy Fund, a Massachusetts business trust (the “Fund”), and Allianz Dresdner Asset Management of America L.P. (the “Subscriber”);
PIMCO Floating Rate Strategy Fund (a Massachusetts business trust) [ ] Common Shares of Beneficial Interest (Par Value $.00001 Per Share) FORM OF PURCHASE AGREEMENTPurchase Agreement • October 22nd, 2004 • PIMCO Floating Rate Strategy Fund • New York
PORTFOLIO MANAGEMENT AGREEMENT PIMCO Floating Rate Strategy FundPortfolio Management Agreement • October 22nd, 2004 • PIMCO Floating Rate Strategy Fund
This Portfolio Management Agreement is executed as of October 19, 2004 by and between PA FUND MANAGEMENT LLC, a Delaware limited liability company (the “Manager”), and PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company (the “Portfolio Manager”).
ORGANIZATIONAL AND OFFERING EXPENSES REIMBURSEMENT AGREEMENTOrganizational and Offering Expenses Reimbursement Agreement • October 22nd, 2004 • PIMCO Floating Rate Strategy Fund
AGREEMENT made this 19 day of October, 2004, by and between PIMCO FLOATING RATE STRATEGY FUND, a Massachusetts business trust (the “Fund”), and PA FUND MANAGEMENT LLC, a Delaware limited liability company (the “Adviser”).
ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • October 22nd, 2004 • PIMCO Floating Rate Strategy Fund • New York
ADDITIONAL COMPENSATION AGREEMENT (the “Agreement”), dated as of October [ ], 2003, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and PA Fund Management LLC (“PAFM”).
