0001193125-05-183209 Sample Contracts

OTCBB and OTC EQUITIES REVOCATION OF DELEGATION AND ASSET TRANSFER AND SERVICES AGREEMENT
And Asset Transfer and Services Agreement • September 9th, 2005 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services • New York

THIS OTCBB and OTC EQUITIES TRANSFER AND SERVICES AGREEMENT (Agreement) is effective as of October 1st, 2005, (“Effective Date”)(subject to Section 48 hereunder), by and between National Association of Securities Dealers, Inc. (“NASD”), a Delaware corporation having its principal place of business located at 1735 K Street, N.W., Washington, D.C. 20006, and The Nasdaq Stock Market, Inc. (“Nasdaq”), a Delaware corporation having its principal place of business located at One Liberty Plaza, New York, New York, 10006. Nasdaq and NASD may hereafter be referred to collectively as the “Parties.”

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