DISTRIBUTION AGREEMENTDistribution Agreement • April 25th, 2006 • Heartland Group Inc • New York
WHEREAS, the Company is an open-end management investment company, organized as a Maryland corporation and registered with the Securities and Exchange Commission (the “Commission”) under the Investment Company Act of 1940, as amended (the “1940 Act”); and
AMENDMENT TO TRANSFER AGENCY AGREEMENT FUND ACCOUNTING AGREEMENT AND BLUE SKY SERVICES AGREEMENTTransfer Agency Agreement, Fund Accounting Agreement, Blue Sky Services Agreement • April 25th, 2006 • Heartland Group Inc
This Amendment, dated as of September 1, 2005 (the “Amendment”), amends the Fund Accounting Agreement dated as of June 30, 2000 (as amended to date, the “Fund Accounting Agreement”), the Transfer Agency Agreement dated as of October 22, 2001 (as amended to date, the “TA Agreement”), and the Blue Sky Services Agreement dated as of October 22, 2001 (as amended to date, the “Blue Sky Agreement,” and together with the Fund Accounting Agreement and the TA Agreement, the “Agreements”), each between Heartland Group, Inc., a Maryland corporation (the “Company”), and BISYS Fund Services Ohio, Inc., an Ohio corporation (“BISYS”).
AMENDMENT TO FUND ACCOUNTING AGREEMENTFund Accounting Agreement • April 25th, 2006 • Heartland Group Inc
This Amendment, dated as of November 29, 2005 (the “Amendment”), amends the Fund Accounting Agreement dated as of June 30, 2000 (as amended to date, the “Agreement”) between Heartland Group, Inc., a Maryland corporation (the “Company”), and BISYS Fund Services Ohio, Inc., an Ohio corporation (“BISYS”).
TERMINATION AGREEMENTTermination Agreement • April 25th, 2006 • Heartland Group Inc
This Termination Agreement (the “Termination Agreement”) is effective as of August 17, 2005 and terminates that certain agreement regarding the provision of marketing and sales support services (the “Marketing and Sales Support Agreement”) dated as of January 1, 2002 between Heartland Advisors, Inc. (the “Adviser”) and Heartland Investor Services LLC (the “Distributor/Selling Agent”).
