ADMINISTRATION AGREEMENT ASSUMPTION AGREEMENTAdministration Agreement Assumption Agreement • July 31st, 2006 • Excelsior Funds Inc
This assumption agreement (the “Agreement”) is effective as of the 16th day of December, 2005 (the “Effective Date”) by and between UST Advisers, Inc., a Delaware corporation (“USTA”), U.S. Trust Company, National Association, a national bank organized under the laws of the United States (“UST-NA”), and, individually and not jointly, each of Excelsior Funds, Inc., Excelsior Tax-Exempt Funds, Inc. and Excelsior Funds Trust, the first two of which are Maryland corporations and the latter of which is a Delaware statutory trust (each, the “Trust”).
INVESTMENT ADVISORY AGREEMENT ASSUMPTION AGREEMENT For Excelsior Funds, Inc. UST Advisers, Inc. as SurvivorInvestment Advisory Agreement Assumption Agreement • July 31st, 2006 • Excelsior Funds Inc
This assumption agreement (the “Agreement”) is effective as of the 16th day of December, 2005 (the “Effective Date”) by and between UST Advisers, Inc., a Delaware corporation (“USTA”), United States Trust Company of New York, a state chartered bank and trust company and a member bank of the Federal Reserve System (“UST-NY”), U.S. Trust Company, National Association, a national bank organized under the laws of the United States (“UST-NA”) and Excelsior Funds, Inc., a Maryland corporation registered as an investment company under the Investment Company Act of 1940, as amended (the “Company”).
EXCELSIOR FUNDS, INC. AMENDMENT NO. 2 TO THE INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 31st, 2006 • Excelsior Funds Inc
THIS AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENT is made as of November 17, 2005, by and between EXCELSIOR FUNDS, INC., a Maryland corporation (the “Company”), on behalf of its series the SMALL CAP FUND (the “Fund”) and U.S. TRUST COMPANY, N.A., a national bank organized under the laws of the United States, and UNITED STATES TRUST COMPANY OF NEW YORK, a New York state-chartered bank and trust company (together, the “Investment Adviser”).
INVESTMENT ADVISORY AGREEMENT ASSUMPTION AGREEMENT For Excelsior Funds, Inc. United States Trust Company of New York as SurvivorInvestment Advisory Agreement Assumption Agreement • July 31st, 2006 • Excelsior Funds Inc
This assumption agreement (the “Agreement”) is effective as of the 16th day of December, 2005 (the “Effective Date”) by and between United States Trust Company of New York, a state chartered bank and trust company and a member bank of the Federal Reserve System (“UST-NY”), U.S. Trust Company, National Association, a national bank organized under the laws of the United States (“UST-NA”), and Excelsior Funds, Inc., a Maryland corporation registered as an investment company under the Investment Company Act of 1940, as amended (the “Company”).
