RULE 17f-5 DELEGATION AGREEMENTDelegation Agreement • November 15th, 2006 • Oberweis Funds • Missouri
By its execution of this Delegation Agreement by and between UMB Bank, n.a. (the Custodian), a national banking association, with its principal office in Kansas City, Missouri, and each of the registered investment companies (on behalf of any series thereof, if applicable) listed on the Appendix to this Agreement, together with such additional companies as shall be made parties to this Agreement by the execution of a revised Appendix to this Agreement (such companies, and any series thereof, are referred to individually as a “Fund” and, collectively, as the “Funds”), the Funds hereby direct the Custodian to appoint Citibank, N.A., a National Banking Association under the laws of the United States of America, as the Approved Foreign Custody Manager (the Delegate) under the terms of the Custody Agreement between the Funds and the Custodian to perform certain functions with respect to the custody of the Funds’ Assets (as defined in Section 13 of this Delegation Agreement) outside the Unit
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • November 15th, 2006 • Oberweis Funds • Illinois
AGREEMENT made as of the 1st day of October, 2005 by and between THE OBERWEIS FUNDS, a Massachusetts business trust (the “Trust”), on behalf of the Oberweis China Opportunities Fund (the “Fund”) and OBERWEIS ASSET MANAGEMENT, INC., an Illinois corporation (the “Adviser”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • November 15th, 2006 • Oberweis Funds
AMENDMENT, dated as of October 1, 2005, to the Custody Agreement dated January 17, 2001 (“Agreement”), by and between UMB Bank, n.a. (“Custodian”), having a place of business at 928 Grand Blvd., 5th Floor, Kansas City, Missouri 64106 and each of the registered investment companies (on behalf of any series thereof, if applicable) listed on Appendix B to the Agreement, together with such additional companies as shall be made parties to the Agreement by the execution of a revised Appendix B to the Agreement (such companies, and any series thereof, are referred to individually as a “Fund” and, collectively, as the “Funds”).
ADDENDUM TO TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • November 15th, 2006 • Oberweis Funds
THIS ADDENDUM, dated effective as of November 1, 2006, modifies the Transfer Agency Agreement by and between UMB Fund Services, Inc. (“UMBFS”) and The Oberweis Funds (the “Fund”), such Agreement being hereinafter referred to as the “Agreement.”
