TRANSITIONAL SYSTEM AND REGULATORY SERVICES AGREEMENTTransitional System and Regulatory Services Agreement • December 21st, 2006 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services • New York
THIS TRANSITIONAL SYSTEM AND REGULATORY SERVICES AGREEMENT (the “Agreement”) is effective as of December 20, 2006, (the “Effective Date”), by and between National Association of Securities Dealers, Inc. (“NASD”), a Delaware corporation having its principal place of business located at 1735 K Street, N.W., Washington, D.C. 20006 and The NASDAQ Stock Market LLC (“Nasdaq”), a Delaware limited liability company having its principal place of business located at One Liberty Plaza, New York, New York, 10006.
