GENERAL SECURITY AGREEMENTGeneral Security Agreement • April 9th, 2007 • Edgar Online Inc • Services-business services, nec • New York
The undersigned EDGAR Online, Inc. (the “Debtor”) and ROSENTHAL & ROSENTHAL, INC., (the “Secured Party”), with addresses as they appear with their signatures below, AGREE, as follows:
As of April 5, 2007Intellectual Property Security Agreement • April 9th, 2007 • Edgar Online Inc • Services-business services, nec • New York
We have entered into a Financing Agreement dated on or about the date hereof (the Financing Agreement, as amended and supplemented, shall be referred to hereinafter as the “Financing Agreement”) among Rosenthal & Rosenthal, Inc., as Lender (hereinafter referred to as “us”, “we”, “our” and like terms), and EDGAR Online, Inc., as Borrower (hereinafter referred to as “you”) pursuant to which you have incurred Obligations (as defined in the Financing Agreement).
ContractWarrant Agreement • April 9th, 2007 • Edgar Online Inc • Services-business services, nec • New York
THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE LAWS OR REGULATIONS OF ANY STATE, AND MAY NOT BE SOLD, PLEDGED OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER SUCH ACT OR PURSUANT TO RULE 144 OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE CORPORATION AND ITS COUNSEL THAT SUCH REGISTRATION IS NOT REQUIRED.
ROSENTHAL & ROSENTHAL, INC. Financing AgreementFinancing Agreement • April 9th, 2007 • Edgar Online Inc • Services-business services, nec • New York
AGREEMENT dated as of April 5, 2007 between EDGAR ONLINE, INC. (“Borrower”), a company duly organized and presently existing in good standing under the laws of the State of Delaware whose chief executive office is at 50 Washington Street, Norwalk, CT 06854, and ROSENTHAL & ROSENTHAL, INC. (“Lender”), a New York corporation with an address at 1370 Broadway, New York, New York 10018.
