Alesco Financial Inc. PURCHASE AGREEMENTPurchase Agreement • May 10th, 2007 • Alesco Financial Inc • Real estate investment trusts • New York
Contract Type FiledMay 10th, 2007 Company Industry JurisdictionAlesco Financial Inc., a Maryland corporation (the “Company”) (formerly Sunset Financial Resources, Inc., a Maryland corporation (“Sunset Financial”)), and Cohen & Company Management, LLC, a Delaware limited liability company and the manager of the Company (together with its affiliates, the “Manager”) confirm their agreement with RBC Capital Markets Corporation as the initial purchaser (the “Initial Purchaser”) pursuant to which the Company proposes to sell to the Initial Purchaser an aggregate of $115,000,000 principal amount of the Company’s 7.625% Contingent Convertible Senior Notes due 2027 (the “Firm Securities”), to be issued pursuant to the provisions of an Indenture dated as of May 15, 2007, (the “Indenture”) between the Company and U.S. Bank Trust National Association, N.A., as Trustee (the “Trustee”) and pursuant to the pricing terms attached hereto as Exhibit A.