7.625% CONTINGENT CONVERTIBLE SENIOR NOTES DUE 2027Indenture • May 21st, 2007 • Alesco Financial Inc • Real estate investment trusts • New York
Indenture, dated as of May 15, 2007 between Alesco Financial Inc., a corporation duly organized and existing under the laws of the State of Maryland, having its principal office at 2929 Arch Street, 17th Floor, Philadelphia, Pennsylvania 19104 (herein called the “Company”), and U.S. Bank National Association, a national banking association, as trustee hereunder (herein called the “Trustee”).
ALESCO FINANCIAL INC. Registration Rights AgreementAlesco Financial Inc • May 21st, 2007 • Real estate investment trusts • New York
Alesco Financial Inc., a Maryland corporation (the “Company”), proposes to issue and sell to RBC Capital Markets Corporation (the “Initial Purchaser”) upon the terms set forth in a purchase agreement dated May 9, 2007 (the “Purchase Agreement”), $115,000,000 aggregate principal amount (plus up to an additional $25,000,000 principal amount) of its 7.625% Contingent Convertible Senior Notes due 2027 (the “Securities”). The Securities will be convertible into shares of the Company’s Common Stock, $0.001 par value per share (the “Common Stock”), at the conversion price set forth in the Final Offering Memorandum dated May 9, 2007. The Securities will be issued pursuant to an Indenture, dated as of May 15, 2007 (the “Indenture”), between the Company and U.S. Bank Trust National Association, as trustee (the “Trustee”). As an inducement to the Initial Purchaser to enter into the Purchase Agreement, the Company agrees with the Initial Purchaser, for the benefit of the Holders (as hereinafter de
