PHOENIX OPPORTUNITIES TRUST Phoenix Foreign Opportunities Fund SUBADVISORY AGREEMENT September 24, 2007Subadvisory Agreement • November 14th, 2007 • Phoenix Opportunities Trust • Delaware
Phoenix Opportunities Trust (the “Fund”) is an open-end investment company of the series type registered under the Investment Company Act of 1940 (the “Act”), and is subject to the rules and regulations promulgated thereunder. The shares of the Fund are offered or may be offered in several series, including the Phoenix Foreign Opportunities Fund (collectively, sometimes hereafter referred to as the “Series”).
AMENDMENT TO SCHEDULE A of ADMINISTRATION AGREEMENTAdministration Agreement • November 14th, 2007 • Phoenix Opportunities Trust
THIS AMENDMENT made effective as of the 27th day of June, 2007 amends that certain administration agreement, dated as of July 1, 2006 between the trusts listed on Schedule A (each, a “Trust” and together the “Trusts”) including the funds listed under each Trust (each, a “Fund” and together the “Funds”) and Phoenix Equity Planning Corporation, a Connecticut Corporation (the “Administration Agreement”) as herein below provided.
THIRD AMENDMENT TO AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 14th, 2007 • Phoenix Opportunities Trust
THIS AMENDMENT effective as of the 24th day of September, 2007 amends that certain Amended and Restated Investment Advisory Agreement dated as of November 20, 2002, as Amended as of June 8, 2006 and as of June 27, 2007 (the “Agreement”) by and between Phoenix Opportunities Trust (formerly known as Phoenix-Seneca Funds), a Delaware statutory trust (the “Trust”) and Phoenix Investment Counsel, Inc., a Massachusetts corporation (the “Adviser”) as follows:
FEE WAIVER AGREEMENT PHOENIX OPPORTUNITIES TRUSTFee Waiver Agreement • November 14th, 2007 • Phoenix Opportunities Trust • Delaware
This Fee Waiver Agreement (the “Agreement”) is effective as of June 27, 2007 by and between Phoenix Opportunities Trust, a Delaware statutory trust (the “Registrant”), on behalf of the series of the Registrant listed in Appendix A (each a “Fund” and collectively, the “Funds”), and the Adviser of the Fund, Phoenix Investment Counsel, Inc., a Massachusetts corporation (the “Adviser”).
FIRST AMENDMENT TO SUBADVISORY AGREEMENTTo Subadvisory Agreement • November 14th, 2007 • Phoenix Opportunities Trust
THIS AMENDMENT effective as of the 24th day of September, 2007 amends that certain Subadvisory Agreement effective June 27, 2007 (the “Agreement”) among Phoenix Opportunities Trust (the “Fund”), a Delaware statutory trust on behalf of its series Phoenix CA Tax-Exempt Bond Fund, Phoenix Core Bond Fund, Phoenix Money Market Fund, Phoenix Multi-Sector Fixed Income Fund and Phoenix Multi-Sector Short Term Bond Fund (each a “Series”), Phoenix Investment Counsel, Inc., a Massachusetts corporation (the “Adviser”) and Goodwin Capital Advisers, Inc., a New York corporation (the “Subadviser”) as follows:
FOURTH AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT PHOENIX OPPORTUNITIES TRUSTExpense Limitation Agreement • November 14th, 2007 • Phoenix Opportunities Trust • Delaware
This Fourth Amended and Restated Expense Limitation Agreement (the “Agreement”) effective as of September 24, 2007 amends those certain Expense Limitation Agreements effective as of February 1, 2006 and June 8, 2006, as amended and restated effective also as of June 8, 2006, June 27, 2007 and August 23, 2007 by and between Phoenix Opportunities Trust, a Delaware statutory trust (the “Registrant”), on behalf of each series of the Registrant listed in Appendix A (each a “Fund” and collectively, the “Funds”) and the Adviser of each of the Funds, Phoenix Investment Counsel, Inc., a Massachusetts corporation (the “Adviser”).
FIRST AMENDMENT TO SUBADVISORY AGREEMENTTo Subadvisory Agreement • November 14th, 2007 • Phoenix Opportunities Trust
THIS AMENDMENT effective as of the 24th day of September, 2007 amends that certain Subadvisory Agreement effective June 27, 2007 (the “Agreement”) among Phoenix Opportunities Trust (the “Fund”), a Delaware statutory trust on behalf of its series Phoenix Global Utilities Fund and Phoenix Real Estate Securities Fund (each a “Series”), Phoenix Investment Counsel, Inc., a Massachusetts corporation (the “Adviser”) and Duff & Phelps Investment Management Co., an Illinois corporation (the “Subadviser”) as follows:
