0001193125-08-041906 Sample Contracts

EQUITIES AND OPTIONS ORDER HANDLING AGREEMENT dated as of November 29, 2007 by and among E*TRADE FINANCIAL CORPORATION, E*TRADE SECURITIES LLC, and CITADEL DERIVATIVES GROUP LLC

Equities and Options Order Handling Agreement • February 28th, 2008 • E Trade Financial Corp • Savings institution, federally chartered • New York

• Contract Type
  Equities and Options Order Handling Agreement
• Filed
  February 28th, 2008
• Company
  E Trade Financial Corp
• Industry
  Savings institution, federally chartered
• Jurisdiction
  New York

This EQUITIES AND OPTIONS ORDER HANDLING AGREEMENT, dated as of November 29, 2007 (this “Agreement”), by and among CITADEL DERIVATIVES GROUP LLC, a Delaware limited liability company (“the “Company”), E*TRADE SECURITIES LLC, a Delaware limited liability company (“E*TRADE Securities”), and E*TRADE FINANCIAL CORPORATION, a Delaware corporation (“Parent”) (each individually a “Party” and together the “Parties”).