Mr. E.A. Kratzman, III Greenwich, CT 06830 Dear Mr. Kratzman:Employment Agreement • March 14th, 2008 • Kohlberg Capital CORP • Delaware
This letter will confirm the terms of your continuing employment with Katonah Debt Advisors, LLC (the “Company”), under the terms and conditions that follow. This letter supercedes the letter agreement dated November 28, 2006 in its entirety and is effective as of January 1, 2008.
Mr. E.A. Kratzman, III Greenwich, CT 06830 Dear Mr. Kratzman:Officer Service Agreement • March 14th, 2008 • Kohlberg Capital CORP • Delaware
This letter agreement will confirm the terms of your continuing service as an officer of Kohlberg Capital Corporation (the “Company”) under the terms and conditions that follow. This letter agreement supersedes the letter agreement dated November 28, 2006 in its entirety and is effective January 1, 2008.
THIRD AMENDMENT TO LOAN FUNDING AND SERVICING AGREEMENT (Kohlberg Capital Funding LLC I)Loan Funding and Servicing Agreement • March 14th, 2008 • Kohlberg Capital CORP • New York
THIS THIRD AMENDMENT TO LOAN FUNDING AND SERVICING AGREEMENT, dated as of November 21, 2007 (this “Amendment”), is entered into by and among KOHLBERG CAPITAL FUNDING LLC I, as the borrower (in such capacity, the “Borrower”), KOHLBERG CAPITAL CORPORATION, as the servicer (in such capacity, the “Servicer”), each of the conduit lenders and institutional lenders from time to time a party hereto (each, a “Lender” and collectively, the “Lenders”), each of the lender agents from time to time a party hereto (each, a “Lender Agent” and collectively, the “Lender Agents”), BMO CAPITAL MARKETS CORP., as the agent (in such capacity, the “Agent”), U.S. BANK NATIONAL ASSOCIATION, as the trustee (in such capacity, the “Trustee”) and LYON FINANCIAL SERVICES, INC. (d/b/a U.S. Bank Portfolio Services), as the backup servicer (in such capacity, the “Backup Servicer”). Capitalized terms used and not otherwise defined herein shall have the meanings given to such terms in the Agreement (as defined below).
