THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUED UPON ITS EXERCISE ARE SUBJECT TO THE RESTRICTIONS ON TRANSFER SET FORTH IN SECTION 4 OF THIS WARRANTStockeryale Inc • August 14th, 2008 • Optical instruments & lenses • Massachusetts
StockerYale, Inc., a Massachusetts corporation (the “Company”), for value received, hereby certifies that Mark Hawtin, or his registered assigns (the “Registered Holder”), is entitled, subject to the terms and conditions set forth below, to purchase from the Company, at any time or from time to time on or after the date of issuance and on or before 5:00 p.m. (Boston time) on May 30, 2018, an aggregate of 269,663 nonassessable shares of Common Stock, $0.001 par value per share, of the Company, at a purchase price of $0.60 per share. The shares purchasable upon exercise of this Warrant, and the purchase price per share, each as adjusted from time to time pursuant to the provisions of this Warrant, are hereinafter referred to as the “Warrant Shares” and the “Purchase Price,” respectively.
AMENDMENT TO INSTRUMENT CONSTITUTING US$4,750,000 10% SENIOR FIXED RATE SECURED BONDStockeryale Inc • August 14th, 2008 • Optical instruments & lenses • England
THIS AMENDMENT TO INSTRUMENT CONSTITUTING US$4,750,000 10% SENIOR FIXED RATE SECURED BOND (this “Amendment”) is entered into as of May 30, 2008 by and between Mark Hawtin (“Hawtin”), as assignee of The Eureka Interactive Fund Limited (“Eureka”), and StockerYale (UK) Limited, a corporation organized under the laws of England and Wales (the “Company”).
THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUED UPON ITS EXERCISE ARE SUBJECT TO THE RESTRICTIONS ON TRANSFER SET FORTH IN SECTION 4 OF THIS WARRANTCommon Stock Purchase Warrant • August 14th, 2008 • Stockeryale Inc • Optical instruments & lenses • Massachusetts
StockerYale, Inc., a Massachusetts corporation (the “Company”), for value received, hereby certifies that Mark Hawtin, or his registered assigns (the “Registered Holder”), is entitled, subject to the terms and conditions set forth below, to purchase from the Company, at any time or from time to time on or after the date of issuance and on or before 5:00 p.m. (Boston time) on July 24, 2018, an aggregate of 636,404 nonassessable shares of Common Stock, $0.001 par value per share, of the Company, at a purchase price of $0.45 per share. The shares purchasable upon exercise of this Warrant, and the purchase price per share, each as adjusted from time to time pursuant to the provisions of this Warrant, are hereinafter referred to as the “Warrant Shares” and the “Purchase Price,” respectively.
