PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • November 14th, 2008 • Equus Total Return, Inc. • Texas
THIS PLEDGE AND SECURITY AGREEMENT (“Agreement”) is made as of the 13th day of August, 2008, by EQUUS TOTAL RETURN, INC., Delaware corporation (hereinafter called “Debtor”), whose place of business, and chief executive office (as those terms are used in the Code) is located at 2727 Allen Parkway, Suite 1300, Houston, Texas 77019 and whose organizational identification number issued by the appropriate authority of the State of Delaware is 2271275, and whose federal taxpayer identification number is 76-0345915, in favor of AMEGY BANK NATIONAL ASSOCIATION, a national banking association (“Secured Party”), whose address is 4400 Post Oak Parkway, Houston, Harris County, Texas 77027, or at such other address or addresses as Secured Party may from time to time designate in writing to Debtor. Debtor hereby agrees with Secured Party as follows:
REVOLVING CREDIT NOTEEquus Total Return, Inc. • November 14th, 2008
