OMNIBUS AMENDMENTOmnibus Amendment • February 27th, 2009 • STATE STREET Corp • State commercial banks • Massachusetts
WHEREAS, in connection with the purchase by the United States Department of the Treasury (the “Treasury”) of certain preferred shares and warrants of the Company, pursuant to a Letter Agreement and a Securities Purchase Agreement—Standard Terms, dated as of October 26, 2008 between the Treasury and the Company (the “Purchase Agreement”), the Company is required to meet certain executive compensation and corporate governance standards under Section 111(b) of the Emergency Economic Stabilization Act of 2008 (the “EESA”) as implemented by guidance or regulation thereunder that has been issued and is in effect as of the Closing Date (as defined in the Purchase Agreement) (such guidance or regulation being hereinafter referred to as the “CPP Guidance”);
STATE STREET BOSTON CORPORATION EXECUTIVE COMPENSATION TRUSTExecutive Compensation Trust • February 27th, 2009 • STATE STREET Corp • State commercial banks • North Carolina
This Trust Agreement made as of this 6th day of December, 1996, by and between State Street Boston Corporation, a Massachusetts corporation (the “Company”), Wachovia Bank of North Carolina, N.A. (the “Trustee”), and William M. Mercer, Inc. (the “Consulting Firm”), providing for the establishment of a trust to be known as the State Street Boston Corporation Executive Compensation Trust (hereinafter called the “Trust”) to provide a source for payments required to be made to participants (the “Participants”) under certain nonqualified employee benefit plans of the Company and certain subsidiaries of the Company, which plans are listed on Exhibit A hereto (the “Plans”).
