ADVISORY AGREEMENTAdvisory Agreement • July 1st, 2009 • World Monitor Trust III - Series J • Commodity contracts brokers & dealers • New York
or to which any of the assets of the Advisor is subject which reasonably might be expected to result in any material adverse change in the condition (financial or otherwise), business or prospects of the Advisor or which reasonably might be expected to materially adversely affect any of the material assets of the Advisor or which reasonably might be expected to (A) impair materially the Advisor’s ability to discharge its obligations to Series J or (B) result in a matter which would require disclosure in the Memorandum; furthermore, the Advisor has not received any notice of an investigation by (i) the NFA regarding non-compliance with its rules or the CE Act, (ii) the CFTC regarding non-compliance with the CE Act, or the rules and regulations thereunder, or (iii) any exchange regarding non-compliance with the rules of such exchange which investigation reasonably might be expected to materially impair the Advisor’s ability to discharge its obligations under this Agreement or the Advisor
ADVISORY AGREEMENTAdvisory Agreement • July 1st, 2009 • World Monitor Trust III - Series J • Commodity contracts brokers & dealers • New York
ADVISORY AGREEMENTAdvisory Agreement • July 1st, 2009 • World Monitor Trust III - Series J • Commodity contracts brokers & dealers • New York
• Associated person from November 2002 to May 2003 and principal from September 2002 to May 2003 at Crabel Advisory Services Inc., an investment management firm.
