Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • November 12th, 2009 • Nuveen California Dividend Advantage Municipal Fund 3 • Massachusetts
AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen closed-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • November 12th, 2009 • Nuveen California Dividend Advantage Municipal Fund 3
This Agreement made this 31st day of July 2008 by and between Nuveen California Dividend Advantage Municipal Fund 3, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”), to be effective August 1, 2008.
NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective January 1, 2009)Deferred Compensation Plan • November 12th, 2009 • Nuveen California Dividend Advantage Municipal Fund 3 • Illinois
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • November 12th, 2009 • Nuveen California Dividend Advantage Municipal Fund 3
This Agreement made this 28th day of May 2009 by and between Nuveen California Dividend Advantage Municipal Fund 3, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • November 12th, 2009 • Nuveen California Dividend Advantage Municipal Fund 3 • Illinois
AGREEMENT made this 13th day of November 2007, by and between Nuveen California Dividend Advantage Municipal Fund 3, a Massachusetts business trust (the “Fund”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Adviser”).
