FORM OF EMPLOYMENT AGREEMENTEmployment Agreement • February 24th, 2010 • E Trade Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledFebruary 24th, 2010 Company Industry JurisdictionThis Employment Agreement (this “Agreement”) is made and entered into by and between E*TRADE Financial Corporation (the “ Company”) and (“Executive”) as of (the “Effective Date”).
E* TRADE FINANCIAL CORPORATION, as Issuer and THE BANK OF NEW YORK, as Trustee SECOND SUPPLEMENTAL INDENTURE Dated as of November 1, 2006 8% Senior Notes Due 2011Second Supplemental Indenture • February 24th, 2010 • E Trade Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledFebruary 24th, 2010 Company Industry JurisdictionSECOND SUPPLEMENTAL INDENTURE, dated as of November 1, 2006 (the “Supplemental Indenture”) to the Indenture dated as of June 8, 2004, as supplemented by the First Supplemental Indenture thereto (the “First Supplemental Indenture”) dated September 19, 2005 (as so supplemented, the “Base Indenture,” and as supplemented by this Second Supplemental Indenture, the “Indenture”), between E*TRADE FINANCIAL CORPORATION (the “Company”), a Delaware corporation, and THE BANK OF NEW YORK, a New York banking corporation, as trustee (the “Trustee”).
E* TRADE FINANCIAL CORPORATION, as Issuer and THE BANK OF NEW YORK, as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of December 27, 2007First Supplemental Indenture • February 24th, 2010 • E Trade Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledFebruary 24th, 2010 Company Industry JurisdictionFIRST SUPPLEMENTAL INDENTURE, dated as of December 27, 2007 (the “Supplemental Indenture”) to the Indenture dated as of November 29, 2007 (the “Base Indenture,” and as supplemented by this Supplemental Indenture, the “Indenture”), between E*TRADE FINANCIAL CORPORATION (the “Company”), a Delaware corporation, and THE BANK OF NEW YORK, a New York banking corporation, as trustee (the “Trustee”).
TRANSITION AGREEMENTTransition Agreement • February 24th, 2010 • E Trade Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledFebruary 24th, 2010 Company Industry JurisdictionThis Agreement dated September 8, 2009 is between Donald H. Layton (“Executive”) and E*TRADE Financial Corporation (the “Company”) (the “Parties”).
E* TRADE FINANCIAL CORPORATION, as Issuer and THE BANK OF NEW YORK, as Trustee SECOND SUPPLEMENTAL INDENTURE Dated as of January 18, 2008Second Supplemental Indenture • February 24th, 2010 • E Trade Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledFebruary 24th, 2010 Company Industry JurisdictionSECOND SUPPLEMENTAL INDENTURE, dated as of January 18, 2008 (the “Second Supplemental Indenture”) to the Indenture dated as of November 29, 2007 (the “Base Indenture,” and as supplemented by the First Supplemental Indenture, dated as of December 27, 2007 (the “First Supplemental Indenture”), the “Indenture”), between E*TRADE FINANCIAL CORPORATION (the “Company”), a Delaware corporation, and THE BANK OF NEW YORK, a New York banking corporation, as trustee (the “Trustee”).
E* TRADE FINANCIAL CORPORATION, as Issuer and THE BANK OF NEW YORK, as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of November 1, 2006First Supplemental Indenture • February 24th, 2010 • E Trade Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledFebruary 24th, 2010 Company Industry JurisdictionFIRST SUPPLEMENTAL INDENTURE, dated as of November 1, 2006 (the “Supplemental Indenture”) to the Indenture dated as of November 22, 2005 (the “Base Indenture,” and as supplemented by this Supplemental Indenture, the “Indenture”), between E*TRADE FINANCIAL CORPORATION (the “Company”), a Delaware corporation, and THE BANK OF NEW YORK, a New York banking corporation, as trustee (the “Trustee”).