FORM OF SUBSCRIPTION AGENCY AGREEMENTSubscription Agency Agreement • March 16th, 2010 • Greater China Fund Inc • Massachusetts
Agreement made as of the __ day of February, 2010 between The Greater China Fund, Inc. with principal offices at Gateway Center 3, 100 Mulberry Street, Newark, NJ 07102 (“Greater China Fund”) and The Colbent Corporation with principal offices at 161 Bay State Drive Braintree, Massachusetts 02184 (“Colbent”).
FORM OF INFORMATION AGENT AGREEMENTInformation Agent Agreement • March 16th, 2010 • Greater China Fund Inc • New York
This document will serve as the agreement (the “Agreement”) between The Altman Group, Inc. (“The Altman Group”) and The Greater China Fund, Inc. (the “Fund”), pursuant to which The Altman Group will provide the services set forth below in connection with the Fund’s rights offering, which is expected to commence on or about the first quarter of 2010.
7,603,555 Shares of Common Stock Issuable Upon Exercise of Rights to Subscribe for Such Shares FORM OF DEALER MANAGER AGREEMENTDealer Manager Agreement • March 16th, 2010 • Greater China Fund Inc • New York
Each of The Greater China Fund, Inc., a Maryland corporation (the “Fund”), and Baring Asset Management (Asia) Limited (the “Investment Manager”), hereby confirms the agreement with and appointment of UBS Securities LLC to act as dealer manager (the “Dealer Manager”) in connection with the issuance by the Fund to the holders of record (the “Record Date Shareholders”) at the close of business on the record date set forth in the Prospectus (as defined herein) (the “Record Date”) of transferable rights entitling such Record Date Shareholders to subscribe for up to [•] shares (each a “Share” and, collectively, the “Shares”) of common stock, par value $0.001 per share (the “Common Shares”), of the Fund (the “Offer”). Pursuant to the terms of the Offer, the Fund is issuing each Record Date Shareholder one transferable right (each a “Right” and, collectively, the “Rights”) for each Common Share held by such Record Date Shareholder on the Record Date. Such Rights entitle holders to acquire duri
