ENVESTNET ASSET MANAGEMENT, INC. REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 26th, 2010 • Envestnet, Inc. • Illinois
This Registration Rights Agreement dated as of March 22, 2004 (this “Agreement”), is entered into among Envestnet Asset Management, Inc., a Delaware corporation (the “Company”), the Persons listed on Schedule A hereto as Holders and any other Person who becomes a Holder after the date hereof in accordance with the terms hereof, and shall be effective upon and only upon the Closing of the Merger (as defined below) (the “Effective Date”).
FIRST AMENDMENT TO ENVESTNET ASSET MANAGEMENT GROUP, INC. REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 26th, 2010 • Envestnet, Inc.
THIS FIRST AMENDMENT TO ENVESTNET ASSET MANAGEMENT GROUP, INC. REGISTRATION RIGHTS AGREEMENT (this “Amendment”) is entered into as of August 30, 2004 by Envestnet Asset Management Group, Inc., a Delaware corporation, f/k/a Envestnet Asset Management, Inc. (the “Company”), and the other parties listed on the signature pages hereto (the “Holders”). This Amendment amends that certain Envestnet Asset Management Group, Inc. Registration Rights Agreement, dated as of March 22, 2004, among the Company and the stockholders listed on the signature pages thereto (the “Original Agreement”). All capitalized terms used but not defined herein shall have the meaning set forth in the Original Agreement.
ENVESTNET ASSET MANAGEMENT GROUP, INC. SECOND AMENDMENT TO REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 26th, 2010 • Envestnet, Inc.
Reference is made to the Registration Rights Agreement dated as of March 22, 2004 among Envestnet Asset Management Group, Inc., a Delaware corporation, then known as Envestnet Asset Management, Inc. (the “Company”) and the persons listed on Schedule A thereto, as amended by that certain First Amendment to Registration Rights Agreement, dated as of August 30, 2004 (the “Registration Rights Agreement”). Capitalized terms used herein shall have the meaning set forth in the Registration Rights Agreement.
REGISTRATION RIGHTS JOINDER AGREEMENTRegistration Rights Joinder Agreement • March 26th, 2010 • Envestnet, Inc.
Pursuant to Section 11 of the Registration Rights Agreement, dated as of March 22, 2004, among EnvestNet Asset Management Group, Inc. (“the Company”) and each of the parties thereto, as amended by a First Amendment to Registration Rights Agreement dated as of August 30, 2004 and a Second Amendment to Registration Rights Agreement dated as of March 24, 2005 (as so amended, the “Agreement”), the undersigned hereby agrees to become a party to and be bound by all of the terms and conditions of the Agreement, and the Company acknowledges and agrees that the undersigned shall become a Holder under the Agreement, entitled to the rights of a Holder thereof. Terms used herein and not defined, have such meaning as set forth in the Agreement.
