ANNEX I TO GUARANTYSubsidiary Guaranty • May 6th, 2010 • NewStar Financial, Inc. • Finance lessors
Reference is hereby made to the Subsidiary Guaranty (as the same may be amended, restated, supplemented or otherwise modified from time to time, the “Guaranty”), dated as of January 5, 2010, made by NewStar Financial California, LLC, a Delaware limited liability company; NewStar Asset Management LLC, a Delaware limited liability company; and NewStar Loan Funding, LLC, a Delaware limited liability company (each an “Initial Guarantor”, and together with any additional Subsidiaries which become parties to this Guaranty by executing a Supplement hereto in the form attached hereto as Annex I, the “Guarantors”), in favor of Fortress Credit Corp., as the Administrative Agent for the benefit of itself and the other Holders (in each case, under and as defined in the Note Agreement). Each capitalized term used herein and not defined herein shall have the meaning given to it in the Guaranty.
AMENDMENT TO NOTE AGREEMENTNote Agreement • May 6th, 2010 • NewStar Financial, Inc. • Finance lessors • New York
This AMENDMENT TO NOTE AGREEMENT dated as of April 6, 2010 (this “Amendment”), among NEWSTAR FINANCIAL, INC. (the “Company”), THE HOLDERS PARTY HERETO (the “Holders”) and FORTRESS CREDIT CORP., individually and as administrative agent for the Holders under the Note Agreement described below (in such capacity, together with its successors and assigns, the “Administrative Agent”).
SUPPLEMENT NO. 1 TO PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • May 6th, 2010 • NewStar Financial, Inc. • Finance lessors
SUPPLEMENT NO. 1 (this “Supplement”) dated as of March 31, 2010, to the Pledge and Security Agreement dated as of January 5, 2010 (the “Security Agreement”), among NEWSTAR FINANCIAL, INC., a Delaware corporation (the “Company”), each Subsidiary of the Company from time to time party thereto (each a “Subsidiary Guarantor” and, together with the Company, the “Grantors”) and FORTRESS CREDIT CORP., as administrative agent (in such capacity, the “Administrative Agent”).
