Amendment No. 1 to the Broker-Dealer Supervisory and Service AgreementBroker-Dealer Supervisory and Service Agreement • June 9th, 2010 • PHL Variable Insurance Co /Ct/
This Amendment No. 1 (“Amendment No. 1”) to the Broker-Dealer Supervisory and Service Agreement, dated January 15, 1993 (“Original Selling Agreement”) is entered into by Investors Capital Corporation, a Delaware company, (“Broker-Dealer”) Phoenix Life Insurance Company (“PLIC”), a New York company and PHL Variable Insurance Company (“PHL Variable”), a Connecticut company, both with administrative offices at One American Row, P. O. Box 5056, Hartford, Connecticut 06102-5056 and Phoenix Equity Planning Corporation, a Delaware company, (“PEPCO”) effective as of December 1, 2009 (“Effective Date”).
Amendment No. 2 to the Broker-Dealer Supervisory and Service AgreementBroker-Dealer Supervisory and Service Agreement • June 9th, 2010 • PHL Variable Insurance Co /Ct/
This Amendment No. 2 (“Amendment No. 2”) to the Broker-Dealer Supervisory and Service Agreement, dated January 15, 1993 (“Original Selling Agreement”), is entered into by Investors Capital Corporation, a Delaware company, (“Broker-Dealer”) Phoenix Life Insurance Company (“PLIC”), a New York company and PHL Variable Insurance Company (“PHL Variable”), a Connecticut company, both with administrative offices at One American Row, P. O. Box 5056, Hartford, Connecticut 06102-5056 and Phoenix Equity Planning Corporation, a Delaware company, (“PEPCO”) effective as of January 29, 2010 (“Effective Date”).
Phoenix Equity Planning Corporation Enfield, CT 06083-2200 BROKER-DEALER SUPERVISORY AND SERVICE AGREEMENTBroker-Dealer Supervisory and Service Agreement • June 9th, 2010 • PHL Variable Insurance Co /Ct/
Phoenix Equity Planning Corporation (“PEPCO”), the master servicer and distributor for the Contracts hereunder described and the undersigned broker-dealer (the “Broker-Dealer”) enter into this Agreement as of the date indicated for the purpose of appointing the Broker-Dealer to perform the services hereunder described, subject to the following provisions.
