0001193125-10-187327 Sample Contracts

Form of ISO Award Agreement NEWTEK BUSINESS SERVICES, INC. Incentive Stock Option Agreement
Form of Iso Award Agreement • August 12th, 2010 • Newtek Business Services Inc • Services-business services, nec

THIS OPTION AGREEMENT (this “Agreement”) grants ______________ (the “Optionee”) the right to purchase a total of ________ Common Shares, par value $.02 per share (the “Common Shares”), of Newtek Business Services, Inc. (the “Company”), at the price set forth herein, in all respects subject to the terms, definitions and provisions of the Company’s 2010 Stock Incentive Plan (the “Plan”), which is incorporated by reference herein (the “Option”). The Option is intended to qualify as an incentive stock option under Section 422 of the Internal Revenue Code of 1986, as amended (the “Code”). The Optionee acknowledges, through signing below, the receipt of a copy of the Plan and the Plan Prospectus.

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Form of Restricted Share Award Agreement NEWTEK BUSINESS SERVICES, INC. Restricted Share Award Agreement
Restricted Share Award Agreement • August 12th, 2010 • Newtek Business Services Inc • Services-business services, nec

THIS RESTRICTED SHARE AWARD AGREEMENT (this “Agreement”) grants ______________ (the “Grantee”) the right to receive ________ Common Shares, par value $.02 per share (the “Common Shares”), of Newtek Business Services, Inc. (the “Company”), pursuant to, and subject to the restrictions set forth in, Section 10 of the Company’s 2010 Stock Incentive Plan (the “Plan”), and in all respects subject to the terms, definitions and provisions of the Plan, which is incorporated by reference herein (the “Restricted Share Award”). The Grantee acknowledges, through signing below, the receipt of a copy of the Plan and the Plan Prospectus.

Form of Non-ISO Award Agreement NEWTEK BUSINESS SERVICES, INC. Non-Incentive Stock Option Agreement
Iso Award Agreement • August 12th, 2010 • Newtek Business Services Inc • Services-business services, nec

THIS OPTION AGREEMENT (this “Agreement”) grants ______________ (the “Optionee”) the right to purchase a total of ________ Common Shares, par value $.02 per share (the “Common Shares”), of Newtek Business Services, Inc. (the “Company”), at the price set forth herein, in all respects subject to the terms, definitions and provisions of the Company’s 2010 Stock Incentive Plan (the “Plan”) which is incorporated by reference herein (the “Option”). The Option is not intended to qualify as an incentive stock option under Section 422 of the Internal Revenue Code of 1986, as amended (the “Code”). The Optionee acknowledges, through signing below, the receipt of a copy of the Plan and the Plan Prospectus.

Form of SAR Award Agreement NEWTEK BUSINESS SERVICES, INC. Stock Appreciation Rights Agreement
Stock Appreciation Rights Agreement • August 12th, 2010 • Newtek Business Services Inc • Services-business services, nec

THIS STOCK APPRECIATION RIGHTS AGREEMENT (this “Agreement”) grants ______________ (the “Grantee”) Stock Appreciation Rights covering __________ Common Shares, par value $.02 per share (the “Common Shares”), of Newtek Business Services, Inc. (the “Company”), at the exercise price set forth herein, in all respects subject to the terms, definitions and provisions of the Company’s 2010 Stock Incentive Plan (the “Plan”) which is incorporated by reference herein (the “SAR”). The Grantees acknowledges, through signing below, the receipt of a copy of the Plan and the Plan Prospectus.

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