BROKER-DEALER VARIABLE CONTRACT SUPERVISORY AND SERVICE AGREEMENTBroker-Dealer Variable Contract Supervisory and Service Agreement • December 15th, 2010 • PHL Variable Insurance Co /Ct/ • Connecticut
Phoenix Equity Planning Corporation (“PEPCO”), the master servicer and distributor for the Contracts hereunder described and the undersigned broker-dealer (the “Broker-Dealer”), enter into this Agreement as of the date indicated, for the purpose of appointing the Broker-Dealer to perform the services hereunder described, subject to the following provisions:
STRATEGIC ALLIANCE AGREEMENTStrategic Alliance Agreement • December 15th, 2010 • PHL Variable Insurance Co /Ct/ • Connecticut
This agreement (“Agreement”), is entered into as of the date first written below (the “Effective Date”), by and among PHL VARIABLE INSURANCE COMPANY (“PHLVIC”), and 1851 SECURITIES, INC. (“1851” and, together with PHLVIC, the “PHL Parties”), and J.P TURNER & COMPANY CAPITAL MANAGEMENT, LLC (J. P. TURNER) and J.P. TURNER & COMPANY, LLC (together with J.P. TURNER, the “J.P. TURNER Parties”). Except as otherwise defined, capitalized terms used herein shall have the meanings given to them in Section 1 Definitions, below.
