SUB-INVESTMENT ADVISORY AGREEMENT BETWEEN ASTON ASSET MANAGEMENT, LP AND FORTIS INVESTMENT MANAGEMENT USA, INC.Sub-Investment Advisory Agreement • February 28th, 2011 • Aston Funds • Delaware
Contract Type FiledFebruary 28th, 2011 Company JurisdictionSUB-INVESTMENT ADVISORY AGREEMENT (the “Agreement”) made this 15th day of April, 2010 by and between ASTON ASSET MANAGEMENT, LP (hereinafter referred to as the “Investment Adviser”) and FORTIS INVESTMENT MANAGEMENT USA, INC. (hereinafter referred to as the “Subadviser”), which Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
SUB-INVESTMENT ADVISORY AGREEMENT BETWEEN ASTON ASSET MANAGEMENT, LP AND LAKE PARTNERS, INC.Sub-Investment Advisory Agreement • February 28th, 2011 • Aston Funds • Delaware
Contract Type FiledFebruary 28th, 2011 Company JurisdictionSUB-INVESTMENT ADVISORY AGREEMENT (the “Agreement”) made this 15th day of April, 2010 by and between ASTON ASSET MANAGEMENT, LP (hereinafter referred to as the “Investment Adviser”) and LAKE PARTNERS, INC. (hereinafter referred to as the “Subadviser”), which Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
AMENDMENT NO. 1 TO THE SUB-INVESTMENT ADVISORY AGREEMENT BETWEEN ASTON ASSET MANAGEMENT, LP AND OPTIMUM INVESTMENT ADVISORS, LLCSub-Investment Advisory Agreement • February 28th, 2011 • Aston Funds • Delaware
Contract Type FiledFebruary 28th, 2011 Company JurisdictionAMENDMENT NO. 1 (this “Amendment”), dated as of July 1, 2010, to the Sub-Investment Advisory Agreement, dated April 15, 2010, between ASTON ASSET MANAGEMENT, LP (hereinafter referred to as the “Investment Adviser”) and OPTIMUM INVESTMENT ADVISORS, LLC (hereinafter referred to as the “Subadviser”) with respect to the Aston/Optimum Mid Cap Fund (the “Sub-Investment Advisory Agreement”). The Aston/Optimum Mid Cap Fund is referred to herein as the “Fund”.