GE INVESTMENTS FUNDS, INC. SMALL-CAP EQUITY FUND SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 29th, 2011 • Ge Investment Funds Inc • New York
Contract Type FiledApril 29th, 2011 Company JurisdictionThis agreement (“Agreement”) is made as of September 10, 2010, by and among GE ASSET MANAGEMENT INCORPORATED (“GEAM”), a Delaware corporation, GE INVESTMENTS FUNDS, INC., a Virginia corporation (“Company”), on behalf of the SMALL-CAP EQUITY FUND (“Fund”), a series of the Company, solely with respect to Section 12(b) of this Agreement, and KENNEDY CAPITAL MANAGEMENT, INC., a Missouri corporation (“Sub-Adviser”).
SUPPLEMENTAL ADVISORY FEE WAIVER AGREEMENT with respect to investments in the GE Institutional Money Market FundSupplemental Advisory Fee Waiver Agreement • April 29th, 2011 • Ge Investment Funds Inc • New York
Contract Type FiledApril 29th, 2011 Company JurisdictionThis Supplemental Advisory Fee Waiver Agreement dated April 15, 2011 (this “Agreement”) is made by and between GE Asset Management Incorporated (“GEAM”) and GE Investments Funds, Inc., on behalf of its various series (the “Fund Company” and, its series, the “Funds”).
MANAGEMENT FEE LIMITATION AGREEMENT with respect to INTERNATIONAL EQUITY FUNDManagement Fee Limitation Agreement • April 29th, 2011 • Ge Investment Funds Inc • New York
Contract Type FiledApril 29th, 2011 Company JurisdictionThis Management Fee Limitation Agreement dated April 15, 2011 (this “Agreement”) is made by and between GE Asset Management Incorporated (“GEAM”) and GE Investments Funds, Inc. (the “Company”), on behalf of the International Equity Fund (the “Fund”).
AMENDMENT NO. 2 TO TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • April 29th, 2011 • Ge Investment Funds Inc
Contract Type FiledApril 29th, 2011 CompanyThis AMENDMENT NO. 2 (the “Amendment”) is made as of June 29, 2010, and shall be effective as of January 1, 2010, by and among PNC Global Investment Servicing (U.S.) Inc. (f/k/a PFPC Inc.), a Massachusetts corporation (“PNC”), and each GE Fund Product (as defined below).
AMENDMENT NO. 1 TO SUB-ADVISORY AGREEMENT GE INVESTMENTS FUNDS, INC. REAL ESTATE SECURITIES FUNDSub-Advisory Agreement • April 29th, 2011 • Ge Investment Funds Inc
Contract Type FiledApril 29th, 2011 CompanyThis Amendment No. 1 dated as of October 1, 2010 (“Amendment”) amends that certain Sub-Advisory Agreement dated April 1, 2010 (the “Agreement”) by and among GE ASSET MANAGEMENT INCORPORATED (“GEAM”), GE INVESTMENTS FUNDS, INC. (the “Company”) on behalf of the Real Estate Securities Fund (the “Fund”) and URDANG SECURITIES MANAGEMENT, INC. (the “Sub-Adviser”).