ContractWarrant Agreement • May 16th, 2011 • Dais Analytic Corp • Miscellaneous manufacturing industries • New York
THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”) OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT AND UNDER APPLICABLE STATE SECURITIES LAWS OR THE COMPANY SHALL HAVE RECEIVED AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT REGISTRATION OF SUCH SECURITIES UNDER THE SECURITIES ACT AND UNDER THE PROVISIONS OF APPLICABLE STATE SECURITIES LAWS IS NOT REQUIRED.
ContractPromissory Note Agreement • May 16th, 2011 • Dais Analytic Corp • Miscellaneous manufacturing industries • New York
This Agreement, dated May 12, 2011, by and between Dais Analytic Corporation (hereinafter referred to as “Company”), a New York corporation, having its principal place of business at 11552 Prosperous Drive, Odessa, FL 33556 and RBC Capital Markets Corporation- Custodian for Leonard Samuels IRA, a Minnesota corporation, with an address of 510 Marquette Avenue, M09-Alternative Investments, Minneapolis, MN 55402 (hereinafter referred to as “RBC”). Company and RBC are also both hereinafter referred to individually as “Party” and together as the “Parties”.
AMENDMENT TO 2009 WARRANTWarrant Amendment • May 16th, 2011 • Dais Analytic Corp • Miscellaneous manufacturing industries
This AMENDMENT TO 2009 WARRANT is dated as of May 12, 2011, by and between Dais Analytic Corporation, a New York corporation (the “Company”), and RBC Capital Markets- Custodian for Leonard Samuels IRA (“RBC”).
AMENDMENT TO 2007 WARRANTSWarrant Amendment • May 16th, 2011 • Dais Analytic Corp • Miscellaneous manufacturing industries
This AMENDMENT TO 2007 WARRANTS is dated as of May 12, 2011, by and between Dais Analytic Corporation, a New York corporation (the “Company”), and RBC Capital Markets - Custodian for Leonard Samuels IRA (“RBC”).
