RESTRICTED STOCK AGREEMENT FOR MCG EMPLOYEE UNDER 2011 RETENTION PROGRAMRestricted Stock Agreement • August 4th, 2011 • MCG Capital Corp • Delaware
Contract Type FiledAugust 4th, 2011 Company JurisdictionThis Restricted Stock Agreement (“Agreement”) is effective as of the 3rd day of August, 2011, (the “Award Date”) by and between MCG Capital Corporation, a Delaware corporation (the “Company”), and [ ] (“Employee”).
MCG Capital Corporation Arlington, Virginia 22209Severance, Confidentiality and Non-Solicitation Agreement • August 4th, 2011 • MCG Capital Corp • Virginia
Contract Type FiledAugust 4th, 2011 Company JurisdictionIn consideration of your agreement to certain covenants set forth herein, MCG Capital Corporation (the “Company”) agrees that you (the “Employee”) shall receive the severance benefits set forth below in the event your employment with the Company and its Subsidiaries (as defined in Section 4(a)(i) below) is terminated under the specific circumstances set forth in this Severance, Confidentiality and Non-Solicitation Agreement (this “Agreement”).
AMENDMENT NO. 3 TO AMENDED AND RESTATED SALE AND SERVICING AGREEMENTSale and Servicing Agreement • August 4th, 2011 • MCG Capital Corp • New York
Contract Type FiledAugust 4th, 2011 Company JurisdictionTHIS AMENDMENT NO. 3 TO AMENDED AND RESTATED SALE AND SERVICING AGREEMENT, dated as of May 5, 2011 (this “Amendment”), is entered into by and among MCG Commercial Loan Funding Trust, as the seller (in such capacity, the “Seller”), MCG Capital Corporation, as the originator (in such capacity, the “Originator”) and as the servicer (in such capacity, the “Servicer”), Three Pillars Funding LLC, as a purchaser (“Three Pillars”), SunTrust Robinson Humphrey, Inc., as the administrative agent (in such capacity, the “Administrative Agent”), and Wells Fargo Bank, National Association, as the backup servicer (in such capacity, the “Backup Servicer”) and as trustee (in such capacity, the “Trustee”).
THIRD AMENDMENT AGREEMENTThird Amendment Agreement • August 4th, 2011 • MCG Capital Corp • New York
Contract Type FiledAugust 4th, 2011 Company JurisdictionTHIRD AMENDMENT AGREEMENT, dated as of July 28, 2011 (this “Agreement” or “Third Amendment”), is entered into by and among MCG CAPITAL CORPORATION, a Delaware corporation (the “Company”), and the holders of the Notes party hereto relating to the Note Purchase Agreement, dated as of October 3, 2007, between the Company and each of the purchasers listed therein pursuant to which the Company issued $25,000,000 aggregate principal amount of its 6.71% Series 2007-A Senior Notes due October 3, 2012 (the “Notes”), as amended from time to time (as amended, the “Note Purchase Agreement”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings set forth in the Note Purchase Agreement.