SSgA ACTIVE ETF TRUST FORM OF PARTICIPANT AGREEMENTParticipant Agreement • January 6th, 2012 • SSgA Active ETF Trust • Massachusetts
This Participant Agreement (the “Agreement”) is entered into by and among State Street Global Markets LLC (the “Distributor”), State Street Bank and Trust Company, as transfer agent (the “Transfer Agent”) and [Participant’s Name and NSCC#] (the “Participant”) and is subject to acceptance by the SSgA Active ETF Trust (the “Trust”). The Trust is an open-end management investment company organized as a Massachusetts business trust consisting of separate investment portfolios (each, a “Fund” and collectively, the “Funds”). The Distributor has been retained as principal underwriter of the Trust and provides certain services in connection with the sale and distribution of shares of beneficial interest of the Funds (the “Shares”). The Transfer Agent has been retained to provide certain transfer agency services with respect to the purchase and redemption of Shares.
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • January 6th, 2012 • SSgA Active ETF Trust • Massachusetts
This Agreement is made as of the day of , 2012, by and between STATE STREET BANK AND TRUST COMPANY, a trust company chartered under the laws of The Commonwealth of Massachusetts having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and SSGA ACTIVE ETF TRUST, a Massachusetts business trust (the “Trust”) having its principal office and place of business at One Lincoln Street, Boston, MA 02111.
ADMINISTRATION AGREEMENTAdministration Agreement • January 6th, 2012 • SSgA Active ETF Trust • Massachusetts
This Administration Agreement (“Agreement”) dated and effective as of [ , 2012], is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), and SSgA Active ETF Trust, a Massachusetts business trust (the “Trust”).
CUSTODIAN AGREEMENTCustodian Agreement • January 6th, 2012 • SSgA Active ETF Trust • Massachusetts
This Agreement is made as of , 2012 by and between SSgA Active ETF Trust, a business trust organized and existing under the laws of the Commonwealth of Massachusetts whose principal place of business is located at One Lincoln Street, Boston, MA 02111 (the “Fund”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
