TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • February 28th, 2012 • Security Income Fund /Ks/ • Kansas
AGREEMENT made as of this 18th day of November, 2011, between Security Income Fund (the “Company”), a Kansas corporation having its principal place of business at One Security Benefit Place, Topeka, Kansas 66636, and Rydex Fund Services, LLC, (“RFS”), a Kansas limited liability company, having its principal place of business at 805 King Farm Blvd., Ste 600, Rockville, Maryland 20850.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 28th, 2012 • Security Income Fund /Ks/ • New York
THIS AGREEMENT is made as of November 28, 2011 between SECURITY INCOME FUND, a Kansas corporation (hereinafter referred to as the “Fund”), and GUGGENHEIM PARTNERS ASSET MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
INVESTMENT SUB-ADVISORY AGREEMENT Between SECURITY INVESTORS, LLC and GUGGENHEIM PARTNERS ASSET MANAGEMENT, LLCInvestment Sub-Advisory Agreement • February 28th, 2012 • Security Income Fund /Ks/ • New York
INVESTMENT SUB-ADVISORY AGREEMENT, made as of the day of October, 2011, between Security Investors, LLC (“Adviser”), a limited liability company organized and existing under the laws of the State of Kansas, and Guggenheim Partners Asset Management, LLC (“Sub-Adviser”), a limited liability company organized and existing under the laws of the State of Delaware.
INVESTMENT ADVISORY CONTRACTInvestment Advisory Contract • February 28th, 2012 • Security Income Fund /Ks/
THIS AGREEMENT, made and entered into this 1st day of August 2010, between SECURITY INCOME FUND, a Kansas corporation (hereinafter referred to as the “Fund”), and SECURITY INVESTORS, LLC, a Kansas limited liability company (hereinafter referred to as the “Management Company”).
FUND ACCOUNTING AND ADMINISTRATION AGREEMENTFund Accounting and Administration Agreement • February 28th, 2012 • Security Income Fund /Ks/ • Kansas
AGREEMENT made as of this 31st day of March, 2004, between Security Income Fund (the “Company”), a Kansas corporation having its principal place of business at One Security Benefit Place, Topeka, Kansas 66636, and Security Management Company, LLC (“SMC”), a Kansas limited liability company having its principal place of business at One Security Benefit Place, Topeka, Kansas 66636.
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2012 • Security Income Fund /Ks/
THIS AGREEMENT, dated as of October 20, 2011, is made and entered into by and between Security Investors, LLC (the “Adviser”) and each of the registered investment companies set forth on Schedule A (each such company being referred to herein as a “Company”). This Agreement shall apply to each investment portfolio of a Company as set forth in Schedule A (each a “Fund” and collectively the “Funds”).
CUSTODY AGREEMENT Dated January 1, 1995 As amended September 24, 1998 Between UMB BANK, N.A. and THE SECURITY FUNDSCustody Agreement • February 28th, 2012 • Security Income Fund /Ks/
This agreement made as of this 1st day of January, 1995, as amended September 24, 1998, between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”), and each of the Funds which have executed the signature page hereof together with such additional Funds which shall be made parties to this Agreement by the execution of a separate signature page hereto (individually, a “Fund” and collectively, the “Funds”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2012 • Security Income Fund /Ks/
THIS AGREEMENT, dated as of November 30, 2011, is made and entered into by and between Guggenheim Partners Asset Management, LLC (the “Adviser”), Rydex Fund Services, LLC (the “Transfer Agent”) and Security Income Fund (the “Company”). This Agreement shall apply to each investment portfolio of the Company as set forth in Schedule A (each a “Fund” and collectively the “Funds”).
