WARRANT AGREEMENT SERIES B WARRANTS AND SERIES C WARRANTSWarrant Agreement • March 16th, 2012 • Quantum Fuel Systems Technologies Worldwide, Inc. • Motor vehicle parts & accessories • Delaware
THIS WARRANT AGREEMENT (this “Agreement”), dated as of March 16 , 2012, is entered into by and between Quantum Fuel Systems Technologies Worldwide, Inc., a Delaware corporation (“Quantum” or the “Company”), and Broadridge Corporate Issuer Solutions, Inc., a Pennsylvania corporation (the “Warrant Agent”).
QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. 17,200,000 Shares of Common Stock, $0.02 par value. Series B Warrants to Purchase 10,320,000 Shares of Common Stock, $0.02 par value and Series C Warrants to Purchase 17,200,000 Shares of Common Stock,...Underwriting Agreement • March 16th, 2012 • Quantum Fuel Systems Technologies Worldwide, Inc. • Motor vehicle parts & accessories • New York
Quantum Fuel Systems Technologies Worldwide, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the Underwriters listed in Schedule I hereto (the “Underwriters”), for which Roth Capital Partners, LLC is acting as representative (the “Representative”), an aggregate of 17,200,000 shares of common stock, par value $0.02 per share (“Common Stock”), of the Company (the “Underwritten Shares”), series B warrants to purchase an aggregate of 10,320,000 shares of Common Stock (the “Series B Warrants”) and series C warrants to purchase an aggregate of 17,200,000 shares of Common Stock and 8,084,000 Series B Warrants (the “Series C Warrants and collectively with the Series B Warrants, the “Underwritten Warrants” and, together with the Underwritten Shares, the “Underwritten Securities”) and, at the option of the Underwriters, up to an additional 2,580,000 shares of common stock of the Company (the “Option Shares”) and/or up to an additional 1,548,000 Series B Warrants (the
