AMENDMENT TO AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 16th, 2012 • Maxim Series Fund Inc
The following amendment, effective October , 2012, is made to the Amended and Restated Investment Advisory Agreement, by and between Maxim Series Fund, Inc. (the “Fund”) and GW Capital Management, LLC (the “Adviser”), dated December 5, 1997, as amended and restated on April 30, 2012 (the “Agreement”), and is hereby incorporated into and made a part of the Agreement.
AMENDMENT TO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 16th, 2012 • Maxim Series Fund Inc
This amendment to Sub-Advisory Agreement, effective May 1, 2012 (this “Amendment”), is made by and among GW Capital Management, LLC, doing business as Maxim Capital Management, LLC, a Colorado limited liability company registered as an investment adviser under the Investment Advisers Act of 1940 (the “Adviser”), Mellon Capital Management Corporation, a corporation organized under the laws of the state of Delaware, registered as an investment adviser under the Investment Advisers Act of 1940 (the “Sub-adviser”), and Maxim Series Fund, Inc., a Maryland corporation (the “Fund”).
Securities Trust & Information Services (GCIC - Brussels) Global Custody Agreement Rev. 9/28/93 2.CUSAgreement • August 16th, 2012 • Maxim Series Fund Inc
Agreement dated as of December 1, 1993 between Morgan Guaranty Trust Company of New York (the “Custodian”), acting through its office at 35 avenue des Arts, Brussels, Belgium, and Maxim Series Fund, Inc. (the “Client”).
AMENDMENT TO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 16th, 2012 • Maxim Series Fund Inc
This amendment to Sub-Advisory Agreement, effective May 1, 2012 (this “Amendment”), is made by and among GW Capital Management, LLC, doing business as Maxim Capital Management, LLC, a Colorado limited liability company registered as an investment adviser under the Investment Advisers Act of 1940 (the “Adviser”), Invesco Advisers, Inc., a corporation organized under the laws of the state of Delaware, registered as an investment adviser under the Investment Advisers Act of 1940 (the “Sub-adviser”), and Maxim Series Fund, Inc., a Maryland corporation (the “Fund”).
AMENDMENT TO SUB-ADVISORY AGREEMENT Among GOLDMAN SACHS ASSET MANAGEMENT, L.P., GW CAPITAL MANAGEMENT, LLC And MAXIM SERIES FUND, INC.Sub-Advisory Agreement • August 16th, 2012 • Maxim Series Fund Inc
THIS AMENDMENT (this “Amendment”) is made and entered into as of the 4th day of May 2012 among Goldman Sachs Asset Management, L.P. (the “Sub-Adviser”), GW Capital Management, LLC (the “Adviser”), and Maxim Series Fund, Inc. (the “Fund”), (the Sub-Adviser, and together with the Adviser and the Fund, the “Parties”), and amends the Sub-Advisory Agreement among the Parties dated as of April 18, 2008 (the “Sub-Advisory Agreement”). All capitalized terms used in this Amendment and not defined herein shall have the meaning ascribed to them in the Sub-Advisory Agreement.
