Amendment No. 7 to Transfer Agency Interactive Client Services AgreementAgency Interactive Client Services Agreement • October 26th, 2012 • AQR Funds
This Amendment No. 7, dated as of August 16, 2012 (“Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (the “ALPS”).
Amendment No. 7 to Transfer Agency and Service AgreementAgency and Service Agreement • October 26th, 2012 • AQR Funds
This Amendment No. 7, dated as of August 16, 2012 (“Effective Date”), to the Transfer Agency and Service Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware, having its principal place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, Connecticut 06830 (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Transfer Agent”).
AMENDMENT FIVE TO ADMINISTRATION AGREEMENTAdministration Agreement • October 26th, 2012 • AQR Funds
This Amendment, dated October 9, 2012, amends the Administration Agreement (“Agreement”) dated September 9, 2010 between J.P. Morgan Investor Services Co. (“J.P. Morgan”) and the AQR Funds, a Delaware statutory trust, on behalf of each series listed on Schedule 1 of the Agreement and each Cayman Islands entity listed on Schedule 1 of the Agreement. Unless otherwise defined herein, capitalized terms shall have the meaning ascribed to such terms in the Agreement.
SEVENTH AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 26th, 2012 • AQR Funds
This seventh amendment (the “Amendment”) to the Investment Advisory Agreement is made as of the 16th day of August, 2012 by and between AQR Funds, on behalf of each Fund listed on Exhibit A, and AQR Capital Management, LLC.
Fourth AMENDMENT TO SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • October 26th, 2012 • AQR Funds
This fourth amendment (the “Amendment”) to the Shareholder Services Agreement is made as of the 16th day of August, 2012 by and between AQR Funds, on behalf of each series listed on Schedule A, and AQR Capital Management, LLC.
Amendment No. 3 to Distribution AgreementDistribution Agreement • October 26th, 2012 • AQR Funds
This Amendment No. 3, dated as of August 16, 2012 (“Effective Date”), to the Distribution Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
FOURTH AMENDMENT TO AMENDED AND RESTATED FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTFee Waiver and Expense Reimbursement Agreement • October 26th, 2012 • AQR Funds
This fourth amendment to the Amended and Restated Fee Waiver and Expense Reimbursement Agreement is made as of this 16th day of August, 2012 by and between the AQR Funds (“Trust”), on behalf of its series listed on Appendix A hereto (each, a “Fund”), and AQR Capital Management, LLC (“AQR”).
AMENDMENT FOUR TO GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • October 26th, 2012 • AQR Funds
This Amendment, dated October 9, 2012, amends the Global Custody Agreement (“Agreement”) dated September 8, 2010 (“Original Effective Date”) between JPMorgan Chase Bank, National Association (“J.P. Morgan”) and the AQR Funds, on behalf of each series listed on Schedule 1 of the Agreement and each Cayman Islands entity listed on Schedule 1 of the Agreement. Unless otherwise defined herein, capitalized terms shall have the meaning ascribed to such terms in the Agreement.
