0001193125-12-475567 Sample Contracts

SHAREHOLDER SERVICING AGREEMENT
Shareholder Servicing Agreement • November 19th, 2012 • ALPS Series Trust • Colorado

THIS SHAREHOLDER SERVICING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business at , , (hereinafter “Servicer”).

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BROKER DEALER SELLING AGREEMENT
Broker Dealer Selling Agreement • November 19th, 2012 • ALPS Series Trust • Colorado

THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of (hereinafter “Broker/Dealer”).

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Fund/SERV Agreement
Fund/Serv Agreement • November 19th, 2012 • ALPS Series Trust • Colorado

AGREEMENT entered into this day of , 201 , by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS”), and with its principal place of business in (“Trust Entity”).

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NETWORKING Agreement
Networking Agreement • November 19th, 2012 • ALPS Series Trust • Colorado

AGREEMENT entered into this day of , 201 , by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS” or “Fund Agent”), and with its principal place of business in (“Firm”).

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COGNIOS CAPITAL 11250 Tomahawk Creek Parkway Leawood, KS 66211
Investment Advisory Agreement • November 19th, 2012 • ALPS Series Trust
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