EMPLOYMENT AGREEMENTEmployment Agreement • December 26th, 2012 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • California
Contract Type FiledDecember 26th, 2012 Company Industry JurisdictionTHIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into this 20th day of December, 2012 (the “Effective Date”), by and among Esther M. Stearns (the “Executive”), NestWise LLC (the “Company”), LPL Holdings, Inc. (“Holdings”), LPL Financial Holdings Inc. (f/k/a LPL Investment Holdings, Inc., “Financial Holdings”) and LPL Financial LLC (f/k/a LPL Financial Corporation, “LPL Financial”), companies engaged in interstate commerce.