REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • April 2nd, 2013 • TriState Capital Holdings, Inc. • State commercial banks • Delaware
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made as of August 10, 2012, by and among (i) TriState Capital Holdings, Inc., a Pennsylvania corporation (the “Company”), and (ii) LM III TriState Holdings LLC, a Delaware limited liability company, and LM III-A TriState Holdings LLC, a Delaware limited liability company (each an “Investor” and collectively, the “Investors”).
TRISTATE CAPITAL HOLDINGS, INC. RESTRICTED STOCK AWARD AGREEMENTRestricted Stock Award Agreement • April 2nd, 2013 • TriState Capital Holdings, Inc. • State commercial banks • Pennsylvania
THIS AGREEMENT is made as of the 24th of January, 2011 by and between TriState Capital Holdings, Inc. (including its successors and assigns, the “Company”), a Pennsylvania corporation having its principal place of business in Pittsburgh, Pennsylvania,
AMENDMENT NO. 1 TO THE PREFERRED STOCK PURCHASE AGREEMENTPreferred Stock Purchase Agreement • April 2nd, 2013 • TriState Capital Holdings, Inc. • State commercial banks • Pennsylvania
This Amendment No. 1 to the Preferred Stock Purchase Agreement (this “Amendment”), effective as of August 10, 2012, is entered into by and among TriState Capital Holdings, Inc., a Pennsylvania corporation (the “Corporation”), LM III TriState Holdings LLC, a Delaware limited liability company (“LM III”) and LM III-A TriState Holdings LLC, a Delaware limited liability company (“LM III-A” and together with LM III, the “Purchasers”). Capitalized terms used but not defined herein shall have the meaning ascribed to such term in the Agreement (as defined below).
FORM OF STANDARD EMPLOYEE STOCK OPTION AWARD AGREEMENT] TRISTATE CAPITAL HOLDINGS, INC. NONQUALIFIED STOCK OPTION AWARD AGREEMENTEmployee Stock Option Award Agreement • April 2nd, 2013 • TriState Capital Holdings, Inc. • State commercial banks • Pennsylvania
Terms defined in the TriState Capital Holdings, Inc. 2006 Stock Option Plan (“Plan”) are used in this Award Agreement (“Agreement”) as defined in the Plan unless otherwise defined in this Agreement. In this Agreement, “TriState” means TriState Capital Holdings, Inc. and “Corporation” means TriState and its Subsidiaries. Headings used in this Agreement are for convenience only and are not part of this Agreement. The purpose of this Agreement is to reflect the terms and conditions under which Options were granted and to ensure that all Options granted are in accordance with the Plan.
PREFERRED STOCK PURCHASE AGREEMENT by and among TRISTATE CAPITAL HOLDINGS, INC. and THE PURCHASERS NAMED HEREIN April 24, 2012Preferred Stock Purchase Agreement • April 2nd, 2013 • TriState Capital Holdings, Inc. • State commercial banks • Pennsylvania
This Preferred Stock Purchase Agreement is made and entered into as of April 24, 2012, by and among TriState Capital Holdings, Inc., a Pennsylvania corporation (the “Corporation”) and the sole shareholder of TriState Capital Bank, a Pennsylvania chartered bank (the “Bank”), and each of LM III TriState Holdings LLC (“LM III”) and LM III-A TriState Holdings LLC (“LM III-A”). LM III and LM III-A are sometimes referred to herein collectively as the “Purchasers” and each as a “Purchaser.” The Corporation and the Purchasers are sometimes referred to herein collectively as the “Parties” and individually as a “Party.” Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Definitions Annex.
AGREEMENT OF LEASE between OXFORD DEVELOPMENT COMPANY/GRANT STREET, Landlord and TRISTATE CAPITAL HOLDINGS, INC., Tenant For Premises in One Oxford Centre Pittsburgh, Pennsylvania DATED: August 29, 2006Agreement of Lease • April 2nd, 2013 • TriState Capital Holdings, Inc. • State commercial banks • Pennsylvania
THIS AGREEMENT OF LEASE is made as of the 29th day of August, 2006, between OXFORD DEVELOPMENT COMPANY/GRANT STREET, a Pennsylvania limited partnership, having its principal office at One Oxford Centre, Suite 4500, Pittsburgh, Pennsylvania 15219, hereinafter called “Landlord”, and TRISTATE CAPITAL HOLDINGS, INC., a Pennsylvania corporation, having its principal office at One Oxford Centre, Suite 2700, Pittsburgh, PA 15219, hereinafter called “Tenant”.
TRISTATE CAPITAL BANK SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENTSupplemental Executive Retirement Agreement • April 2nd, 2013 • TriState Capital Holdings, Inc. • State commercial banks • Pennsylvania
THIS AGREEMENT, made as of this 28th day of February, 2013, between TriState Capital Holdings, Inc., a Pennsylvania corporation, its wholly owned subsidiary, TriState Capital Bank, a state commercial bank located in Pittsburgh, PA (TriState Capital Holdings, Inc. and TriState Capital Bank are collectively referred to herein as the “Bank,” unless the context indicates otherwise), and James F. Getz (the “Executive”). The Bank and the Executive shall be individually referred to as a “Party” and collectively referred to as the “Parties.”
