0001193125-13-149226 Sample Contracts

RIGHTS AGREEMENT dated as of April 9, 2013 between GAIN CAPITAL HOLDINGS, INC. and BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC. as Rights Agent

Rights Agreement • April 10th, 2013 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • New York

• Contract Type
  Rights Agreement
• Filed
  April 10th, 2013
• Company
  GAIN Capital Holdings, Inc.
• Industry
  Commodity contracts brokers & dealers
• Jurisdiction
  New York

AGREEMENT dated as of April 9, 2013 (the “Rights Agreement”), between Gain Capital Holdings, Inc., a Delaware corporation (the “Company”), and Broadridge Corporate Issuer Solutions, Inc., a Delaware corporation, as Rights Agent (the “Rights Agent”).