INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 19th, 2013 • SBL Fund • New York
THIS AGREEMENT is made as of February 13, 2013 between SBL FUND, a Kansas corporation (hereinafter referred to as the “Fund”), and GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
FORM OF CUSTODY AGREEMENTCustody Agreement • April 19th, 2013 • SBL Fund • New York
AGREEMENT, dated as of April 12, 2013 by and between each registered investment company listed on Schedule II hereto, (each individually referred to below as the “Company”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at 101 Barclay 11E, New York, New York 10286 (“Custodian”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 19th, 2013 • SBL Fund
THIS AGREEMENT, dated as of November 30, 2012, amended and restated effective as of April 22, 2013, is made and entered into by and between Guggenheim Partners Investment Management, LLC (the “Adviser”) and each of the registered investment companies set forth on Schedule A (each such company being referred to herein as a “Company”). This Agreement shall apply to each investment portfolio of a Company as set forth in Schedule A (each a “Fund” and collectively the “Funds”).
