0001193125-13-188997 Sample Contracts

Trout Capital LLC

Financial Advisory Agreement • May 1st, 2013 • Arrowhead Research Corp • Services-commercial physical & biological research • New York

• Contract Type
  Financial Advisory Agreement
• Filed
  May 1st, 2013
• Company
  Arrowhead Research Corp
• Industry
  Services-commercial physical & biological research
• Jurisdiction
  New York

This letter (the “Agreement”) confirms the agreement between Trout Capital LLC (“Trout”) and Arrowhead Research Corporation (the “Company”) as follows:

SECURITIES PURCHASE AGREEMENT

Securities Purchase Agreement • May 1st, 2013 • Arrowhead Research Corp • Services-commercial physical & biological research • New York

• Contract Type
  Securities Purchase Agreement
• Filed
  May 1st, 2013
• Company
  Arrowhead Research Corp
• Industry
  Services-commercial physical & biological research
• Jurisdiction
  New York

This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of April 29, 2013 by and among Arrowhead Research Corporation, a Delaware corporation (the “Company”), and the purchasers listed on Schedule I hereto (each a “Purchaser” and together the “Purchasers”). Certain terms used and not otherwise defined in the text of this Agreement are defined in Section 11 hereof.