CUSTODIAL AGREEMENTCustodial Agreement • June 7th, 2013 • Gladstone Investment Corporation\de • New York
Contract Type FiledJune 7th, 2013 Company JurisdictionCUSTODIAL AGREEMENT, dated as of October 19, 2006 (as amended, supplemented or otherwise modified from time to time, this “Custodial Agreement”) among (i) GLADSTONE BUSINESS INVESTMENT LLC, a Delaware limited liability company (the “Borrower”), (ii) GLADSTONE MANAGEMENT CORPORATION, a Delaware corporation (the “Servicer”), (iii) GLADSTONE INVESTMENT CORPORATION, a Delaware corporation (the “Originator”), (iv) THE BANK OF NEW YORK TRUST COMPANY, N.A., not in its individual capacity, but solely as custodian and (v) DEUTSCHE BANK AG, NEW YORK BRANCH, as agent for the Lenders (the “Administrative Agent”).
Gladstone Business Investment, LLCCustodial Agreement • June 7th, 2013 • Gladstone Investment Corporation\de
Contract Type FiledJune 7th, 2013 CompanyRe: Amendment No. 1 to Custodial Agreement dated as of October 19, 2006 (together with all exhibits, schedules, annexes and supplements thereto, the “Custodial Agreement”), by and among Gladstone Business Investment, LLC (the “Borrower”), Gladstone Management Corporation (“Servicer”), Gladstone Investment Corporation (the “Originator”), The Bank of New York Mellon Trust Company, N.A., formerly known as The Bank of New York Trust Company, N.A. (“Custodian”), and Deutsche Bank AG, New York Branch (“Former Administrative Agent”)