0001193125-13-281112 Sample Contracts

GUARANTEE AND PLEDGE AGREEMENT
Guarantee and Pledge Agreement • July 2nd, 2013 • Carlyle Financial Services, Ltd. • National commercial banks • New York

GUARANTEE AND PLEDGE AGREEMENT (as amended, supplemented or otherwise modified from time to time, this “Agreement”), dated as of June 28, 2013, by and among CARLYLE FINANCIAL SERVICES BU, L.P. (“Carlyle BU”) and CARLYLE FINANCIAL SERVICES HARBOR, L.P. (“Carlyle Harbor”), each a Delaware limited partnership (each, a “Pledgor” and collectively, the “Pledgors”), and THE BANK OF N.T. BUTTERFIELD & SON LIMITED, as secured party (in such capacity, together with any successors and assigns, the “Secured Party”).

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JOINT FILING AGREEMENT
Joint Filing Agreement • July 2nd, 2013 • Carlyle Financial Services, Ltd. • National commercial banks

The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.

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