INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 11th, 2013 • Gabelli Global Small & Mid Cap Value Trust
Contract Type FiledSeptember 11th, 2013 CompanyThe Gabelli Global Small and Mid Cap Value Trust (the “Fund”), a statutory trust organized under the laws of the state of Delaware, confirms its investment advisory agreement with Gabelli Funds, LLC (the “Adviser”), as follows:
Third Amendment to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • September 11th, 2013 • Gabelli Global Small & Mid Cap Value Trust • Massachusetts
Contract Type FiledSeptember 11th, 2013 Company JurisdictionThis Third Amendment (“Amendment”), effective as of June 19, 2013 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent”) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company”).
Fourth Amendment to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • September 11th, 2013 • Gabelli Global Small & Mid Cap Value Trust • Massachusetts
Contract Type FiledSeptember 11th, 2013 Company JurisdictionThis Fourth Amendment (“Amendment”), effective as of , 2013 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent”) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company” and collectively the “Company”).