ALPS ETF TRUST INVESTMENT ADVISORY AGREEMENT RIVERFRONT STRATEGIC INCOME FUNDInvestment Advisory Agreement • September 27th, 2013 • ALPS ETF Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this day of , 2013, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and ALPS ETF Trust, a Delaware statutory trust (the “Trust”), regarding the Fund(s) listed in Appendix A (the “Funds”).
FORM OF ALPS ETF ADMINISTRATION AGREEMENT RIVERFRONT STRATEGIC INCOME FUNDAdministration Agreement • September 27th, 2013 • ALPS ETF Trust • Colorado
This Administration Agreement (the “Agreement”) is made as of the day of , 2013, among ALPS ETF, a trust established under the laws of the State of Delaware (the “Fund”), ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and ALPS Fund Services, Inc., a Colorado corporation having its principal office at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS”). The Fund, the Adviser and ALPS agree as follows:
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 27th, 2013 • ALPS ETF Trust • Delaware
AGREEMENT, dated as of , 2013 by and between RiverFront Investment Group, LLC, a Delaware limited liability company (“Sub-Adviser”) and the ALPS ETF Trust, a Delaware Statutory trust (the “Trust”), on behalf of the RiverFront Strategic Income Fund (the “Fund”).
Amendment to ALPS ETF Trust Distribution AgreementAlps Etf Trust Distribution Agreement • September 27th, 2013 • ALPS ETF Trust
This Amendment to the ALPS ETF Trust Distribution Agreement (this “Amendment”), dated , 2013, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Portfolio Solutions Distributors, Inc. (“ALPS”).
Form Amendment to ALPS ETF Custodian AgreementAlps Etf Custodian Agreement • September 27th, 2013 • ALPS ETF Trust
This Amendment to ALPS ETF Custodian Agreement (this “Amendment”), dated , 2013, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and The Bank of New York Mellon (the “Custodian”).
Form of Amendment to Foreign Custody Manager AgreementForeign Custody Manager Agreement • September 27th, 2013 • ALPS ETF Trust
This Amendment dated , 2013 (“Effective Date”) to Foreign Custody Manager Agreement (the “Agreement”), dated March 26, 2008, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and The Bank of New York Mellon, a New York corporation (the “Custodian”).
Amendment to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • September 27th, 2013 • ALPS ETF Trust
This Amendment to Transfer Agency and Service Agreement (this “Amendment”), dated , 2013, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and The Bank of New York Mellon (the “Bank”).
Form of Amendment to ALPS ETF Trust Fund Accounting AgreementAlps Etf Trust Fund Accounting Agreement • September 27th, 2013 • ALPS ETF Trust
This Amendment to ALPS ETF Trust Fund Accounting Agreement (this “Amendment”), dated , 2013, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and The Bank of New York Mellon (the “BNY”).
