EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • November 5th, 2013 • Driehaus Mutual Funds
Contract Type FiledNovember 5th, 2013 CompanyEXPENSE LIMITATION AGREEMENT (the “Agreement”), effective as of November 18, 2013 by and between Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”), and Driehaus Mutual Funds (the “Trust”), on behalf of the Driehaus Micro Cap Growth Fund, a series of the Trust (the “Fund”).
AGREEMENT AND PLAN OF EXCHANGEAgreement and Plan of Exchange • November 5th, 2013 • Driehaus Mutual Funds • Delaware
Contract Type FiledNovember 5th, 2013 Company JurisdictionAGREEMENT AND PLAN OF EXCHANGE, dated September 11, 2013 (the “Agreement”), among Driehaus Micro Cap Fund L.P., an Illinois limited partnership, and Driehaus Institutional Micro Cap Fund, L.P., a Delaware limited partnership (each a “Partnership,” and together the “Partnerships”), Driehaus Mutual Funds, a Delaware statutory trust (the “Trust”), on behalf of Driehaus Micro Cap Growth Fund (the “Fund”), Driehaus Capital Management (USVI) LLC, a Delaware limited liability company (the “General Partner”), and Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”).
LETTER AGREEMENTInvestment Advisory Agreement • November 5th, 2013 • Driehaus Mutual Funds
Contract Type FiledNovember 5th, 2013 CompanyThis Agreement is made as of November 4, 2013 between DRIEHAUS MUTUAL FUNDS, a Delaware statutory trust (the “Trust”), and DRIEHAUS CAPITAL MANAGEMENT LLC, a Delaware limited liability company (the “Adviser”).
November 4, 2013Subscription Agreement • November 5th, 2013 • Driehaus Mutual Funds
Contract Type FiledNovember 5th, 2013 Company