RUBICON TECHNOLOGY, INC. 2,650,000 Shares Common Stock ($0.001 par value) Underwriting AgreementUnderwriting Agreement • January 8th, 2014 • Rubicon Technology, Inc. • Semiconductors & related devices • New York
Rubicon Technology, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to Canaccord Genuity Inc. and the other underwriters, if any, listed on Schedule A attached hereto (collectively, the “Underwriters”) pursuant to this Underwriting Agreement (this “Agreement”) an aggregate of 2,650,000 shares (the “Firm Shares”) of common stock, $0.001 par value (the “Common Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 397,500 shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively referred to as the “Shares.” The Shares are described in the Prospectus which is referred to below.
