January 10, 2014Employment Agreement • January 13th, 2014 • Concert Pharmaceuticals, Inc. • Pharmaceutical preparations
This agreement revises the terms of your continued employment as Senior Vice President and General Counsel of Concert Pharmaceuticals, Inc. (the “Company” or “Concert” and, with you, the “Parties”) reporting to the Company’s Chief Executive Officer, effective as of January 10, 2014 (the “Effective Date”). You agree to continue to perform the duties of your position and such other duties as the Board may reasonably assign to you from time to time.
INDEMNIFICATION AGREEMENTIndemnification Agreement • January 13th, 2014 • Concert Pharmaceuticals, Inc. • Pharmaceutical preparations • Delaware
This Agreement, made and entered into this day of (“Agreement”), by and between Concert Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and [ ] (the [“Officer] [“Director”]; collectively with such [Officer’s] [Director’s] Affiliated Persons (as defined in Section 19(a) hereof), “Indemnitee” or “Indemnitees”):
CONCERT PHARMACEUTICALS, INC. LEDGEMONT DEVELOPMENT CENTER LEXINGTON, MALease Agreement • January 13th, 2014 • Concert Pharmaceuticals, Inc. • Pharmaceutical preparations
CONCERT PHARMACEUTICALS, INC. Incentive Stock Option Agreement Granted Under Amended and Restated 2006 Stock Option and Grant PlanIncentive Stock Option Agreement • January 13th, 2014 • Concert Pharmaceuticals, Inc. • Pharmaceutical preparations
ContractWarrant Agreement • January 13th, 2014 • Concert Pharmaceuticals, Inc. • Pharmaceutical preparations • Delaware
NEITHER THIS WARRANT NOR THE SHARES OF CAPITAL STOCK ISSUED UPON ITS EXERCISE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL (WHICH MAY BE COMPANY COUNSEL) REASONABLY SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAWS. THIS WARRANT MAY BE TRANSFERRED ONLY IN ACCORDANCE WITH THE TERMS OF THIS WARRANT.
LOAN AND SECURITY AGREEMENTLoan and Security Agreement • January 13th, 2014 • Concert Pharmaceuticals, Inc. • Pharmaceutical preparations • Massachusetts
THIS LOAN AND SECURITY AGREEMENT is made and dated as of December 22, 2011 and is entered into by and between CONCERT PHARMACEUTICALS, INC., a Delaware corporation, and each of its subsidiaries other than Concert Pharmaceuticals Securities Corporation, (hereinafter collectively referred to as the “Borrower”), and HERCULES TECHNOLOGY GROWTH CAPITAL, INC., a Maryland corporation (“Lender”).
