INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • January 29th, 2014 • Sterling Capital Funds • Massachusetts
INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) made this 10th day of December, 2013, among Sterling Capital Management LLC (the “Adviser” or “Sterling”), Sterling Capital Funds (the “Trust”), on behalf of its series, Sterling Capital Long/Short Equity Fund (the “Fund”) and Cummings Bay Capital Management, L.P. (the “Sub-Adviser”).
ContractAccount Agreement • January 29th, 2014 • Sterling Capital Funds
This agreement (including all terms, schedules, supplements and exhibits attached hereto, this “U.S. PB Agreement”) is entered into between Customer specified below (“Customer”) and BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB”), on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). This U.S. PB Agreement sets forth the terms and conditions on which BNPP PB will open and maintain Accounts (as defined in the Account Agreement) for margin, execution, settlement and other products or services and otherwise transact business with Customer. All capitalized terms used but not defined herein shall have the meaning set forth in the Account Agreement.
STERLING CAPITAL FUNDS AMENDMENT TO THE ADMINISTRATION AGREEMENTThe Administration Agreement • January 29th, 2014 • Sterling Capital Funds
THIS AMENDMENT is made as of December 12, 2013 between Sterling Capital Funds, a Massachusetts business trust (the “Company”), and Sterling Capital Management LLC, a North Carolina limited liability company (the “Administrator”).
STERLING CAPITAL FUNDS AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 29th, 2014 • Sterling Capital Funds
THIS AMENDMENT is made as of February 1, 2014 between Sterling Capital Funds, a Massachusetts business trust (hereinafter called the “Trust”), and Sterling Capital Management LLC, a subsidiary of BB&T Corporation (hereinafter called the “Investment Adviser”).
STERLING CAPITAL FUNDS AMENDMENT TO SUB-ADMINISTRATION SERVICES AGREEMENTSub-Administration Services Agreement • January 29th, 2014 • Sterling Capital Funds
This Amendment (the “Amendment”) is effective as of December 12, 2013 by and between Sterling Capital Management LLC (“Administrator”) and BNY Mellon Investment Servicing (US) Inc. (“BNY Mellon”).
STERLING CAPITAL FUNDS AMENDMENT TO COMPLIANCE SUPPORT SERVICES AGREEMENTCompliance Support Services Agreement • January 29th, 2014 • Sterling Capital Funds
This Amendment (the “Amendment”) is effective as of December 12, 2013 by and between Sterling Capital Funds, a Massachusetts business trust (the “Trust”), and BNY Mellon Investment Servicing (US) Inc.), a Massachusetts corporation (“BNY Mellon”).
STERLING CAPITAL FUNDS AMENDMENT TO THE UNDERWRITING AGREEMENTUnderwriting Agreement • January 29th, 2014 • Sterling Capital Funds
THIS AMENDMENT is made as of December 12, 2013 by and among Sterling Capital Distributors, LLC, a Delaware limited liability company (formerly Sterling Capital Distributors, Inc.) (the “Distributor”), Sterling Capital Funds, a Massachusetts business trust (the “Trust”), and Sterling Capital Management LLC, an investment adviser registered with the Securities and Exchange Commission (the “Adviser”).
STERLING CAPITAL FUNDS AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • January 29th, 2014 • Sterling Capital Funds
THIS AMENDMENT is made as of December 12, 2013 between U.S. Bank National Association, a national banking association organized and existing under the laws of the United States of America (the “Custodian”), and Sterling Capital Funds, a Massachusetts business trust (the “Trust”).
SPECIAL CUSTODY and PLEDGE AGREEMENTAgreement • January 29th, 2014 • Sterling Capital Funds • New York
AGREEMENT (hereinafter “Agreement”) dated as of December 10, 2013 among U.S. Bank, N.A. in its capacity as custodian hereunder (“Custodian”), Sterling Capital Funds on behalf of its series Sterling Capital Long/Short Equity Fund (“Fund”), and BNP Paribas Prime Brokerage, Inc. (the “Counterparty”).
STERLING CAPITAL FUNDS AMENDMENT TO ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • January 29th, 2014 • Sterling Capital Funds
This Amendment (the “Amendment”) is effective as of December 12, 2013 by and between Sterling Capital Funds, a Massachusetts business trust (the “Trust”), and BNY Mellon Investment Servicing (US) Inc., a Massachusetts corporation (“BNY Mellon”).
STERLING CAPITAL FUNDS AMENDMENT TO TRANSFER AGENCY AND BLUE SKY SERVICES AGREEMENTTransfer Agency and Blue Sky Services Agreement • January 29th, 2014 • Sterling Capital Funds
This Amendment (the “Amendment”) is effective as of December 12, 2013 by and between Sterling Capital Funds (the “Trust”) and BNY Mellon Investment Servicing (US) Inc. (“BNY Mellon”).
