KAYNE ANDERSON MLP INVESTMENT COMPANY (a Maryland corporation) Series HH Floating Rate Senior Notes $75,000,000, Due August 19, 2016 ($100,000 Denominations) PURCHASE AGREEMENTPurchase Agreement • February 19th, 2014 • Kayne Anderson MLP Investment CO • New York
The Securities will be issued pursuant to the provisions of the Indenture of Trust (the “Base Indenture”), dated as of August 22, 2013, between the Company and The Bank of New York Mellon Trust Company, N.A., a national banking association, as trustee (the “Trustee”), the First Supplemental Indenture of Trust, between the Company and the Trustee dated as of August 22, 2013 (the “First Supplemental Indenture”), and a Second Supplemental Indenture of Trust, between the Company and the Trustee to be dated February 7, 2014 (the “Second Supplemental Indenture,” and together with the Base Indenture and the First Supplemental Indenture, the “Indenture”).
KAYNE ANDERSON MLP INVESTMENT COMPANY $75,000,000 Series HH Floating Rate Senior Notes Due August 19, 2016 REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • February 19th, 2014 • Kayne Anderson MLP Investment CO • New York
Kayne Anderson MLP Investment Company, a Maryland corporation (the “Company”), proposes to issue and sell to UBS Securities LLC, as the initial purchaser (the “Initial Purchaser”), upon the terms set forth in the Purchase Agreement, dated January 31, 2014 (the “Purchase Agreement”), by and among the Company, KA Fund Advisors, LLC, Kayne Anderson Capital Advisors, L.P. and the Initial Purchaser, $75,000,000 aggregate principal amount of its Series HH Floating Rate Senior Notes Due August 19, 2016 (the “Securities”) relating to the initial placement of the Securities (the “Initial Placement”). The Securities will constitute a further issuance of the Series HH Floating Rate Senior Notes due 2016 issued by the Company on August 22, 2013. To satisfy a condition to the obligations of the Initial Purchaser under the Purchase Agreement, the Company agrees with the Initial Purchaser for the benefit of the holders (including the Initial Purchaser) from time to time of the Securities, each a “Hol
NEITHER THIS SECURITY NOR ANY BENEFICIAL INTEREST HEREIN HAS BEEN REGISTERED UNDER THE SECURITIES ACT. EACH HOLDER HEREOF (“HOLDER”), AND EACH OWNER OF A BENEFICIAL INTEREST HEREIN BY PURCHASING THIS SECURITY, AGREES FOR THE BENEFIT OF KAYNE ANDERSON...Securities Purchase Agreement • February 19th, 2014 • Kayne Anderson MLP Investment CO • New York
THIS NOTE IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE (AS DEFINED HEREIN) AND IS REGISTERED IN THE NAME OF THE SECURITIES DEPOSITORY (AS DEFINED IN THE INDENTURE) OR A NOMINEE THEREOF. THIS NOTE MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS NOTE IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN THE SECURITIES DEPOSITORY OR A NOMINEE THEREOF, EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE.
SECOND SUPPLEMENTAL INDENTURE OF TRUSTSupplemental Indenture • February 19th, 2014 • Kayne Anderson MLP Investment CO • New York
THIS SECOND SUPPLEMENTAL INDENTURE OF TRUST (this “Second Supplemental Indenture”), dated as of February 7, 2014, is by and between KAYNE ANDERSON MLP INVESTMENT COMPANY, a Maryland corporation (the “Issuer”), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association duly organized and operating under the laws of the United States of America (together with its successors, the “Trustee”), as trustee hereunder (all capitalized terms used in these preambles, recitals and granting clauses shall have the same meanings assigned thereto in Article I hereof);
KAYNE ANDERSON MLP INVESTMENT COMPANY CREDIT AGREEMENT Dated as of February 18, 2014 SUMITOMO MITSUI BANKING CORPORATIONCredit Agreement • February 19th, 2014 • Kayne Anderson MLP Investment CO • New York
THIS CREDIT AGREEMENT is entered into as of February 18, 2014 (as amended, restated, supplemented or otherwise modified, this “Agreement”), between KAYNE ANDERSON MLP INVESTMENT COMPANY, a Maryland corporation (the “Borrower”) and SUMITOMO MITSUI BANKING CORPORATION (the “Lender”). The parties hereto hereby agree as follows:
